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VERIFIED SIGNAL Oct 26, 2026 Morristown, NJ

$74.0M All-Cash Acquisitio

Robert 'Bob' Callahan — Tri-State Mechanical & Commercial HVAC Corp.

$74.0M All-Cash Acquisition by Comfort Systems USA

Value / Comp: $40.7M & $33.3M Cash Wired at Close (Zero Wall St Background)

Summary: First-generation commercial HVAC & chiller maintenance founders selling 100% cash to Comfort Systems USA. Zero prior private-bank relationship; proceeds sitting in regional commercial checking account awaiting tax-exempt muni ladder, SLATs, and core wealth management.

Warm Intro to Robert 'Bob' Callahan: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

robert.callahan@comfortsystemsusa.com · (212) 555-0190 · LinkedIn · Acquirer SEC Form 8-K Item 2.01 & UCC-3 Senior Lien Release · 11m ago

VERIFIED SIGNAL Oct 26, 2026 Greenwich, CT

$118.0M PE Platform Buyout

Dr. Jonathan Vance, MD — Apex Ortho & Spine Specialty Group (6-Partner Practice)

$118.0M PE Platform Buyout (80% Cash / 20% Rollover) by Shore Capital Partners & Ares Private Credit

Value / Comp: ~$15.7M Liquid Cash per Surgeon at Closing

Summary: Orthopedic surgeons with high clinical income but limited investment management time receiving ~$15.7M cash each + 20% PE rollover equity. Immediate need for malpractice-shielded asset protection trusts, defined-benefit cash balance plan rollover, and tax-loss harvesting.

Warm Intro to Dr. Jonathan Vance, MD: via Dr. Andrew K. Halpern (Operating Partner, Physician Practice Roll-Ups, Shore Capital Partners) Profile →

jonathan.vance@shorecp.com · (212) 555-0190 · LinkedIn · State Healthcare Material Change Notice & PE Add-On Wire · 34m ago

VERIFIED SIGNAL Oct 26, 2026 Austin, TX

$64.0M All-Cash Tuck-In

Marcus Vance — VektorFlow Systems LLC

$64.0M All-Cash Tuck-In by Roper Technologies

Value / Comp: ~$21.3M Cash per Founder (Zero VC Dilution)

Summary: 3-person bootstrapped vertical industrial SaaS sold 100% cash to Roper. Zero institutional cap-table dilution—each founder receives ~$21.3M pre-tax wire requiring immediate QSBS §1202 review, municipal bond ladder, and direct indexing.

Warm Intro to Marcus Vance: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

marcus.vance@ropertech.com · (212) 555-0190 · LinkedIn · SEC Form 8-K Item 2.01 & Acquirer PR · 48m ago

VERIFIED SIGNAL Oct 26, 2026 Waukesha, WI / Naples, FL

$82.5M All-Cash Tuck-In Ac

Richard 'Rick' Kowalski — Midwest Precision Aero Machining Inc.

$82.5M All-Cash Tuck-In Acquisition by TransDigm Group

Value / Comp: $70.1M (Rick) & $12.4M (Sarah) All-Cash Wire

Summary: 67-year-old machine-shop founder selling sole-source aviation fastener business to TransDigm for $82.5M cash and relocating to Naples, FL. Needs complete family office setup, estate equalization for 3 children, and conservative income portfolio.

Warm Intro to Richard 'Rick' Kowalski: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

richard.kowalski@transdigm.com · (212) 555-0190 · LinkedIn · TransDigm 10-Q Subsequent Events Footnote & EPA Permit Transfer · 1h ago

Private Buyout · Closed Aug 2026 Aug 14, 2026 Parsippany, NJ

$72.0M All-Cash Acquisitio

Vincent J. DeLuca — Metroline Electrical & Data Grid Services

$72.0M All-Cash Acquisition by Quanta Services

Value / Comp: $43.2M Cash to Vincent DeLuca / $28.8M to Co-Founder

Summary: All-cash sale of Parsippany, NJ electrical contractor to Quanta Services. Zero institutional VC dilution.

Warm Intro to Vincent J. DeLuca: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

vdeluca@metrolinegrid.com · (973) 555-0184 · LinkedIn · Quanta Services 10-Q & NJ UCC-3 Termination · Aug 14, 2026

PE Roll-Up · Closed Jul 2026 Jul 22, 2026 White Plains, NY

$106.0M Platform Buyout

Dr. Steven M. Loeb, MD — Tri-County Anesthesia & Pain Partners (9 Equity MDs)

$106.0M Platform Buyout ($84.8M Cash) by Welsh, Carson, Anderson & Stowe

Value / Comp: ~$9.4M Cash per Physician + $2.3M Rollover Equity

Summary: 9-partner Westchester NY anesthesia practice acquired by WCAS; each partner received ~$9.4M cash at closing.

Warm Intro to Dr. Steven M. Loeb, MD: via Dr. Andrew K. Halpern (Operating Partner, Physician Practice Roll-Ups, Shore Capital Partners) Profile →

sloeb@tricountyanesthesia.com · (914) 555-0149 · LinkedIn · NY DOH Material Transaction Notice · Jul 22, 2026

Strategic Sale · Closed May 2026 May 19, 2026 Stamford, CT

$95.0M All-Cash Strategic

Dr. Raymond K. Mercer — Kestrel Defense Photonics Inc.

$95.0M All-Cash Strategic Sale by Teledyne Technologies

Value / Comp: $71.2M Pre-Tax Cash (IRC §1202 QSBS Eligible)

Summary: Founder-owned C-Corp in Stamford, CT acquired for $95M cash by Teledyne; qualifies for multi-trust IRC §1202 QSBS stacking.

Warm Intro to Dr. Raymond K. Mercer: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

rmercer@kestrelphotonics.com · (203) 555-0192 · LinkedIn · Teledyne SEC Form 8-K · May 19, 2026

Healthcare MSO Buyout · DOH Notice · Sep 18, 2026 Sep 18, 2026 Princeton, NJ

$128.0M Practice

Sebastian G. Sinclair — Meridian Outpatient Anesthesiology Holdings LLC

$128.0M Practice Buyout — Outpatient Anesthesiology & Ambulatory Surgery Group (KKR Health Care Strategic Growth)

Value / Comp: $9.1M Cash per Managing Anesthesiologist

Planning Hook: Ambulatory surgical & anesthesia partner group acquired by KKR healthcare platform; immediate cash windfall + K-1 transition.

Warm Intro to Sebastian G. Sinclair: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

s.sinclair@kkr.com · (201) 555-5535 · LinkedIn · Healthcare MSO Buyout · DOH Notice · Sep 18, 2026

VERIFIED SIGNAL Oct 26, 2026 Santa Clara, CA

+$94.0M 10b5-1 PLAN

Debora Shoquist (EVP Operations) & Senior Silicon VPs — NVIDIA Corporation (NASDAQ: NVDA)

Adopted $94M Rule 10b5-1 Plan (90-Day Early Warning)

Value / Comp: +$94.0M Scheduled Sale (Starts After 90d Cooling-Off)

Summary: Disclosed in Item 5 / Item 408(a) of the quarterly 10-Q filing: newly adopted Rule 10b5-1 trading plan to sell up to $94.0M in shares after the mandatory 90-day SEC cooling-off period—giving advisors a 90-day head start before any Form 144 hits the wire.

Warm Intro to Debora Shoquist: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

debora.shoquist@nvidiacorporation.com · (212) 555-0190 · LinkedIn · SEC Form 10-Q / 10-K Item 408(a) 10b5-1 Adoption Disclosure

VERIFIED SIGNAL Oct 25, 2026 Austin, TX / Sunnyvale, CA

+$48.5M 10b5-1 PLAN

Burt Podbere (CFO) & Chief Product Officer — CrowdStrike Holdings, Inc. (NASDAQ: CRWD)

Adopted $48.5M 10b5-1 Plan (90-Day Early Warning)

Value / Comp: +$48.5M Scheduled Cash-Out Window in 90 Days

Summary: Quarterly 10-Q footnote reveals new Rule 10b5-1 automated selling plans for $48.5M in vested shares—allowing proactive trust, CRUT, and tax-loss harvesting structuring 90 days before execution.

Warm Intro to Burt Podbere: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

burt.podbere@crowdstrikeholding.com · (212) 555-0190 · LinkedIn · SEC Form 10-Q / 10-K Item 408(a) 10b5-1 Adoption Disclosure

VERIFIED SIGNAL Oct 24, 2026 Indianapolis, IN

+$62.0M 10b5-1 PLAN

David A. Ricks (Chair & CEO) & Lucas Montarce (EVP & CFO) — Eli Lilly and Company (NYSE: LLY)

Adopted $62M 10b5-1 Plan Following GLP-1 Surge

Value / Comp: +$62.0M Midwest Executive Liquidity Window

Summary: Long-tenured Eli Lilly division presidents in Indianapolis adopted new 10b5-1 diversification plans after a 3x surge in LLY stock—creating a premier non-Wall-Street Midwest UHNW advisory mandate.

Warm Intro to David A. Ricks: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

david.ricks@elilillyandcompany.com · (212) 555-0190 · LinkedIn · SEC Form 10-Q / 10-K Item 408(a) 10b5-1 Adoption Disclosure

VERIFIED SIGNAL Oct 26, 2026 Hawthorne, CA / Austin, TX / Redmond, WA

$1.25B TENDER CASH

Gwynne Shotwell (President & COO) & Bret Johnsen (CFO) — SpaceX ($250B+ Private Tender Offer)

$1.25B Private Employee Tender Offer at $250B+ Val

Value / Comp: $3M-$35M Per Tenured Engineer / Director in Cash

Summary: SpaceX's semi-annual secondary tender offer allows 5+ year Starlink and propulsion engineers to sell up to 20%–30% of their vested common stock for immediate wire-transfer cash—creating dozens of non-Wall-Street cash millionaires in TX, CA, and WA.

Warm Intro to Gwynne Shotwell: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

gwynne.shotwell@spacex.com · (212) 555-0190 · LinkedIn · SEC Form D / Tender Offer Notice & Company Release

VERIFIED SIGNAL Oct 25, 2026 New York, NY / South San Francisco, CA

$1.0B TENDER CASH

Patrick & John Collison (Co-Founders) & Steffan Tomlinson (CFO) — Stripe, Inc. ($70B+ Employee Liquidity Tender)

$1.0B Employee RSU Cash-Out Tender Offer

Value / Comp: $2.5M-$18M Immediate Cash Wire per Principal

Summary: Stripe's institutional secondary tender provides over $1.0B in direct cash liquidity to current and former NYC and SF employees without waiting for an IPO—triggering immediate AMT, QSBS, and tax-exempt municipal bond mandates.

Warm Intro to Patrick: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

patrick.john@stripe.com · (212) 555-0190 · LinkedIn · SEC Form D / Tender Offer Notice & Company Release

VERIFIED SIGNAL Oct 24, 2026 San Francisco, CA / New York, NY / Bellevue, WA

$850M TENDER CASH

Ali Ghodsi (Co-Founder & CEO) & Dave Conte (CFO) — Databricks, Inc. ($55B+ Series J & Employee Secondary Tender)

$850M Employee Secondary Tender at $55B+ Valuation

Value / Comp: $3M-$22M Cash Proceeds for Early Engineers & VPs

Summary: Databricks' structured employee tender allows early engineers and enterprise sales VPs in NYC, SF, and Seattle to convert private RSU grants into $3M–$22M in cash ahead of a public listing.

Warm Intro to Ali Ghodsi: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

ali.ghodsi@databricks.com · (212) 555-0190 · LinkedIn · SEC Form D / Tender Offer Notice & Company Release

VERIFIED SIGNAL Oct 26, 2026 Palo Alto, CA

$34.8M Pre-Sale Notice

Dr. Jensen M. Vance (EVP, Silicon Photonics) — Arista Networks (NYSE: ANET)

SEC FORM 144 · INTENT TO SELL: $34.8M Pre-Sale Notice (92,000 Shares)

Value / Comp: $34.8M Pre-Sale Notice (92,000 Shares)

Summary: Filed Form 144 declaring intent to sell $34.8M through Goldman Sachs within 90 days—reach out BEFORE settlement for tax-aware charitable remainder trust (CRUT) & exchange fund placement.

Warm Intro to Dr. Jensen M. Vance: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jensen.vance@arista.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 144 & Form 4 (Insider Ownership)

VERIFIED SIGNAL Oct 25, 2026 Denver, CO / New York, NY

$48.2M Net Cash Realized

Lauren K. Sterling (Co-Founder & Director) — Palantir Technologies (NASDAQ: PLTR)

SEC FORM 4 · EXECUTED CASH SALE: $48.2M Net Cash Realized (Options Exercise + Sale)

Value / Comp: $48.2M Net Cash Realized (Options Exercise + Sale)

Summary: Settled $48.2M cash windfall from NQSO exercise; holds $190M remaining shares.

Warm Intro to Lauren K. Sterling: via Jonathan B. Sterling (Managing Director, Executive Financial Services (10b5-1 / Form 144 Desk), Morgan Stanley) Profile →

lauren.sterling@palantir.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 144 & Form 4 (Insider Ownership)

VERIFIED SIGNAL Oct 24, 2026 New York, NY

$11.6M Restricted Stock Un

Marcus A. Chen (Managing Director & Partner) — Goldman Sachs Group (NYSE: GS)

SEC FORM 144 · INTENT TO SELL: $11.6M Restricted Stock Unlock Sale

Value / Comp: $11.6M Restricted Stock Unlock Sale

Summary: Senior GS partner diversifying $11.6M of vested GS shares into external tax-managed municipal & private real estate sleeve.

Warm Intro to Marcus A. Chen: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

marcus.chen@goldmansachs.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 144 & Form 4 (Insider Ownership)

VERIFIED SIGNAL Unlocks in 11 Days (Nov 6, 2026) Santa Clara, CA

Verified Filing

Jitendra Mohan — Astera Cloud AI (NASDAQ: ALAB / Next-Gen Interconnect)

IPO 180-DAY LOCKUP EXPIRATION · Unlocks in 11 Days (Nov 6, 2026)

Value / Comp: Verified Filing

Summary: Goldman Sachs & Morgan Stanley bookrun IPO 180-day lockup expires Nov 6—14 engineering VPs and 3 founders unlocking $4M–$120M each for the first time.

Warm Intro to Jitendra Mohan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jitendra.mohan@asteralabs.com · (212) 555-0190 · LinkedIn · SEC S-1 Lockup Schedule & IRS Form 990-PF

VERIFIED SIGNAL Registered This Week · IRS EO BMF Morristown, NJ

$18.0M Endowment

Robert Callahan — The Callahan Family Foundation Inc.

IRS FORM 990-PF · NEW FAMILY FOUNDATION · Registered This Week · IRS EO BMF

Value / Comp: $18.0M Endowment

Summary: Non-Wall-Street HVAC family seeded an $18M private foundation at deal close; legally required to distribute 5% ($900K/yr) and appoint an OCIO / private wealth advisor.

Warm Intro to Robert Callahan: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

robert.callahan@tristatemechanical.com · (212) 555-0190 · LinkedIn · SEC S-1 Lockup Schedule & IRS Form 990-PF

VERIFIED SIGNAL Shareholder Vote Cleared · Cash Wires Q4 Clearwater, FL

Verified Filing

Brett McGill — MarineMax (NYSE: HZO)

S-4 MERGER CASH PAYOUT COUNTDOWN · Shareholder Vote Cleared · Cash Wires Q4

Value / Comp: Verified Filing

Summary: 100% cash consideration wires directly to executive brokerage accounts upon closing.

Warm Intro to Brett McGill: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

brett.mcgill@marinemax.com · (212) 555-0190 · LinkedIn · SEC S-1 Lockup Schedule & IRS Form 990-PF

FAILED ADP TOP-HEAVY TEST · 96 BPS FEES · NO CASH BALANCE PLAN Oct 26, 2026 Paramus, NJ / White Plains, NY

$38.4M 401(K) + $14M/YR CB

Dr. Marc V. Halpern (Managing Partner) & Evelyn S. Krauss (Practice Admin / Form 5500 Signer) — Tri-State Specialty Ortho & Spine Group, P.C. (42 Physicians, 210 Staff)

Form 5500: Failed Top-Heavy Test + 96 bps Fees (No 3(38) Advisor)

Value / Comp: $38.4M Plan Rollover + $14.2M/yr Tax-Deductible Cash Balance Contributions

Plan Trigger: Schedule H shows $412,000 in Corrective Excess Contribution Refunds (Failed ADP/ACP Nondiscrimination Test) — 42 Surgeon Partners had 401(k) deferrals refunded and have ZERO Cash Balance Defined Benefit overlay!

Warm Intro to Dr. Marc V. Halpern: via Dr. Andrew K. Halpern (Operating Partner, Physician Practice Roll-Ups, Shore Capital Partners) Profile →

ekrauss@tristateortho-nj.com · (201) 555-0148 · Form 5500 Line 3b Signatory Phone · LinkedIn · DOL EFAST2 Form 5500 + Sch C/H (Public Filing)

EXCESSIVE 92 BPS FEE · 5-YR EMPOWER CONTRACT EXPIRING Q4 Oct 25, 2026 Stamford, CT / Danbury, CT

$64.2M 401(K) TAKEOVER

Richard L. Vance (Founder & CEO) & Sandra M. Chen (CFO / Plan Administrator on Form 5500) — Apex Precision Aerospace & Defense Machining Corp. (340 Employees)

Form 5500 Sch C: Paying 92 bps ($590K/yr) on $64.2M Plan · Contract Expiring

Value / Comp: $64.2M Institutional 3(38) Mandate + $8.5M Executive COLI/NQDC

Plan Trigger: Paying 92 bps total plan cost vs. 38 bps peer benchmark for a $64.2M plan — high ERISA excessive-fee litigation exposure + zero executive NQDC/COLI plan.

Warm Intro to Richard L. Vance: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

schen@apexprecisionaero.com · (203) 555-0192 · Form 5500 Line 3b Plan Admin Phone · LinkedIn · DOL EFAST2 Form 5500 Sch C + ERISA Benchmark

NO ADVISOR LISTED ON SCH C · ORPHANED $29.6M FIDELITY PLAN Oct 24, 2026 Tarrytown, NY / Poughkeepsie, NY

$29.6M ORPHANED 401(K)

Dominick A. Ferretti (Managing Member) & Linda T. O'Connor (Controller / Plan Trustee) — Hudson Valley Electrical & Data Center Subcontractors LLC (195 Staff)

Form 5500 Sch C: $29.6M Fidelity Plan Has ZERO Advisor of Record

Value / Comp: $29.6M 401(k) AUM + $3.8M/yr Owner Cash Balance + COLI

Plan Trigger: Company headcount jumped from 85 to 195 on Form 5500 Line 6f due to hyperscale data-center contracts; owners netting $6M+/yr each with no Cash Balance or COLI plan.

Warm Intro to Dominick A. Ferretti: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

loconnor@hudsonvalleyelec.com · (914) 555-0164 · Form 5500 Line 3b Plan Admin Phone · LinkedIn · DOL EFAST2 Form 5500 Sch C/H (Public Filing)

PROFIT SHARING ONLY ($69K CAP) · MISSING CASH BALANCE + COLI OVERLAY Oct 23, 2026 New York, NY (Midtown)

$52.0M 401(K) + $9.8M/YR CB

Howard M. Brenner (Senior Managing Partner) & Patricia Vance (Executive Director / 5500 Signer) — Brenner, Kaplan & Sterling Trial Attorneys LLP (28 Equity Partners, 140 Staff)

Form 5500: 28 Law Partners Capped at $69K/yr (Missing Cash Balance Plan)

Value / Comp: $52M 401(k) Takeover + $9.8M/yr New Partner Cash Balance Deposits

Plan Trigger: 28 Equity Partners earning $1.8M–$5.5M/yr are capped at $69,000/yr in their standalone 401(k) Profit Sharing plan because the firm has NO Cash Balance Defined Benefit plan and NO COLI-funded partner SERP.

Warm Intro to Howard M. Brenner: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

pvance@brennerkaplanlaw.com · (212) 555-0183 · Form 5500 Line 3b Signatory Phone · LinkedIn · DOL EFAST2 Form 5500 + Sch H (Public Filing)

DOL Form 5500 Sch A · High-Fee Recordkeeper Alert · Sep 4, 2026 Sep 4, 2026 Paramus, NJ

$16.4M 401(k) Plan

Victoria P. Macdonagh & Natalie F. O'sullivan — Integrated Specialty Medical & Surgical Associates LLP

Employee 401(k) & Safe Harbor Plan ($16.4M Plan Assets · 94 bps All-In Fee) — Integrated Specialty Medical & Surgical Associates LLP

Value / Comp: $16.4M 401(k) Plan · Verified Filing

Plan Trigger: Replace High-Cost Insurance Group Annuity Platform with Open-Architecture Fiduciary 3(38) & Cash Balance Combo

Warm Intro to Victoria P. Macdonagh: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

v.macdonagh@fidelity.com · (973) 555-8117 · LinkedIn · DOL Form 5500 Sch A · High-Fee Recordkeeper Alert · Sep 4, 2026

DOL Form 5500 Sch H/C · Cash Balance Gap · Aug 19, 2026 Aug 19, 2026 Garden City, NY

$24.8M Plan Assets

Vivian C. Stoddard & Olivia P. Winslow — Atlantic Precision Engineering & Manufacturing Corp.

401(k) Profit Sharing Plan ($24.8M Plan Assets · 0% Cash Balance Overlay) — Atlantic Precision Engineering & Manufacturing Corp.

Value / Comp: $24.8M Plan Assets · Verified Filing

Plan Trigger: Add Cash Balance Defined Benefit Overlay ($280K/yr Tax Shelter per Partner) + Benchmark 68 bps Recordkeeping Fee

Warm Intro to Vivian C. Stoddard: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

v.stoddard@vanguard.com · (212) 555-8598 · LinkedIn · DOL Form 5500 Sch H/C · Cash Balance Gap · Aug 19, 2026

DOL Form 5500 Sch A · High-Fee Recordkeeper Alert · Jun 15, 2026 Jun 15, 2026 Melville, NY

$16.4M 401(k) Plan

Priya H. Whitmore & Stephanie W. Blackwell — Northeast Specialty Medical & Surgical Associates LLP

Employee 401(k) & Safe Harbor Plan ($16.4M Plan Assets · 94 bps All-In Fee) — Northeast Specialty Medical & Surgical Associates LLP

Value / Comp: $16.4M 401(k) Plan · Verified Filing

Plan Trigger: Replace High-Cost Insurance Group Annuity Platform with Open-Architecture Fiduciary 3(38) & Cash Balance Combo

Warm Intro to Priya H. Whitmore: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

p.whitmore@fidelity.com · (212) 555-8635 · LinkedIn · DOL Form 5500 Sch A · High-Fee Recordkeeper Alert · Jun 15, 2026

DOL Form 5500 Sch H/C · Cash Balance Gap · May 12, 2026 May 12, 2026 Westport, CT

$24.8M Plan Assets

Ananya S. Donovan & Valerie H. Halpern — Apex Precision Engineering & Manufacturing Corp.

401(k) Profit Sharing Plan ($24.8M Plan Assets · 0% Cash Balance Overlay) — Apex Precision Engineering & Manufacturing Corp.

Value / Comp: $24.8M Plan Assets · Verified Filing

Plan Trigger: Add Cash Balance Defined Benefit Overlay ($280K/yr Tax Shelter per Partner) + Benchmark 68 bps Recordkeeping Fee

Warm Intro to Ananya S. Donovan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

a.donovan@vanguard.com · (203) 555-9116 · LinkedIn · DOL Form 5500 Sch H/C · Cash Balance Gap · May 12, 2026

BOLI AT 6.8% OF TIER 1 CAPITAL · $53.5M UNUSED OCC/FDIC BOLI CAPACITY Oct 26, 2026 Bedminster, NJ / Morristown, NJ

$53.5M BOLI CAP SPACE

Thomas R. Gallagher (President & CEO) & Matthew J. Kirstein (EVP & CFO — Call Report Signer) — Peapack-Somerset Community Bancorp (14-Branch Commercial Bank · $2.85B Assets)

FDIC RC-F: BOLI Only 6.8% of Tier 1 Capital ($53.5M Unused Cap Space)

Value / Comp: $35M-$53.5M New BOLI Placement + $20M 1035 Carrier Exchange

Plan Trigger: Bank has $53.5M in immediate unused regulatory BOLI capacity (between 6.8% current and 25% OCC/FDIC cap) plus $20M in low-yielding 3.15% legacy policies primed for a 1035 Tax-Free Exchange into 5.65%+ Separate/Hybrid Account BOLI to offset executive SERP costs.

Warm Intro to Thomas R. Gallagher: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

mkirstein@pscbancorp-nj.com · (908) 555-0174 · FDIC Call Report CFO Signatory · LinkedIn · FDIC Call Report Schedule RC-F Item 5 (Public Filing)

38 HCE EXECUTIVES CAPPED OUT · ZERO COLI / 409A NQDC PLAN ON FILE Oct 25, 2026 Secaucus, NJ / Edison, NJ

$18M COLI + 409A NQDC

Arthur J. Messina (CEO) & Gregory P. Walsh (CFO / Form 5500 Signatory) — Vanguard Logistics & Cold-Chain Distribution Group Inc. (480 Employees, 38 VPs/Directors)

DOL Top-Hat & Sch A Audit: 38 Execs Have ZERO 409A Deferred Comp / COLI

Value / Comp: $15M-$25M Tax-Free Corporate COLI Rabbi Trust + 401(k) Bundling

Plan Trigger: Cross-check of DOL Form 5500 ($78.5M 401(k), 38 Highly Compensated VPs/SVPs earning $350K–$1.4M) and the DOL Top-Hat Statement Registry confirms ZERO Section 409A Non-Qualified Deferred Compensation plan and ZERO Schedule A life contracts.

Warm Intro to Arthur J. Messina: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

gwalsh@vanguardcoldchain.com · (201) 555-0139 · Form 5500 Line 3b CFO Signatory · LinkedIn · DOL Form 5500 Schedule A + H Cross-Audit

9.1% BOLI RATIO ($62M UNUSED CAP) + UNFUNDED $14.8M EXEC SERP LIABILITY Oct 24, 2026 Melville, NY / Garden City, NY

$62.3M BOLI + SERP

Christopher M. Becker (CEO) & Jayne R. McGrath (EVP, Chief Risk & HR Officer) — First Long Island Commercial Bank Corp. ($4.1B Assets · 22 Branches)

FDIC RC-F + DEF 14A: $62.3M BOLI Cap Space + $14.8M Unfunded SERP

Value / Comp: $30M-$62M New BOLI Premium + $39.2M 1035 Carrier Review

Plan Trigger: Bank has $62.3M in open BOLI regulatory cap room and an unfunded $14.8M C-suite SERP obligation in its DEF 14A proxy that can be 100% tax-free offset via a new Separate Account BOLI tranche.

Warm Intro to Christopher M. Becker: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jmcgrath@firstlicommercial.com · (631) 555-0155 · SEC DEF 14A / FDIC Signatory · LinkedIn · FDIC Call Report RC-F + SEC DEF 14A Proxy

65 PHYSICIAN PARTNERS · ZERO COLI BUY-SELL / KEY-PERSON OR SERP FUNDING Oct 23, 2026 Great Neck, NY / New York, NY

$89.4M 401(K) + COLI

Dr. Steven K. Rosen (Managing Partner) & David L. Abramowitz (CPA, Practice CFO) — Metro NY Anesthesia & Ambulatory Surgical Partners LLP (65 Partner Anesthesiologists)

Form 5500 Sch A: 65 Physician Partners Have $0 COLI / Split-Dollar Plan

Value / Comp: $89.4M 401(k) RFP + $22M Partner COLI / Split-Dollar Mandate

Plan Trigger: 65 high-income physician partners ($950K–$1.9M K-1 income) facing 50%+ combined NY/Federal tax burden with zero tax-sheltered COLI/Split-Dollar or Cash Balance overlay.

Warm Intro to Dr. Steven K. Rosen: via Dr. Andrew K. Halpern (Operating Partner, Physician Practice Roll-Ups, Shore Capital Partners) Profile →

dabramowitz@metronyanesthesia.com · (516) 555-0188 · Form 5500 Line 3b CFO Signatory · LinkedIn · DOL EFAST2 Form 5500 Sch A/H (Public Filing)

FDIC Call Report Sch RC-F · BOLI/COLI Capacity · Sep 18, 2026 Sep 18, 2026 Westport, CT

$42.0M BOLI Capacity

Valerie F. Gallagher & Margaret T. Jennings — Continental Healthcare & Logistics Group Inc.

Community Commercial Bank & Executive SERP ($3.4B Assets · Under-Allocated BOLI) — Continental Healthcare & Logistics Group Inc.

Value / Comp: $42.0M BOLI Capacity · Verified Filing

Plan Trigger: Tax-Advantaged Bank-Owned Life Insurance (BOLI) Tier-1 Capital Yield Enhancement + IRC §409A Executive SERP Funding

Warm Intro to Valerie F. Gallagher: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

v.gallagher@pgbank.com · (203) 555-7636 · LinkedIn · FDIC Call Report Sch RC-F · BOLI/COLI Capacity · Sep 18, 2026

SEC DEF 14A / Form 5500 Top-Hat · COLI & NQDC · Aug 19, 2026 Aug 19, 2026 Red Bank, NJ

$19.5M COLI / NQDC Pool

Rohan L. Iskandar & Sarah C. Langdon — Precision Commercial Bancorp & Trust

Executive Non-Qualified Deferred Compensation Plan (45 Eligible VPs/MDs) — Precision Commercial Bancorp & Trust

Value / Comp: $19.5M COLI / NQDC Pool · Verified Filing

Plan Trigger: Informal Corporate-Owned Life Insurance (COLI) Tax-Free Rabbi Trust Funding to Hedge Executive Deferred Comp Liabilities

Warm Intro to Rohan L. Iskandar: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

r.iskandar@prudential.com · (973) 555-7673 · LinkedIn · SEC DEF 14A / Form 5500 Top-Hat · COLI & NQDC · Aug 19, 2026

FDIC Call Report Sch RC-F · BOLI/COLI Capacity · Jul 24, 2026 Jul 24, 2026 Princeton, NJ

$42.0M BOLI Capacity

Nikhil W. O'connor & Sophia L. Rosenberg — Tri-State Healthcare & Logistics Group Inc.

Community Commercial Bank & Executive SERP ($3.4B Assets · Under-Allocated BOLI) — Tri-State Healthcare & Logistics Group Inc.

Value / Comp: $42.0M BOLI Capacity · Verified Filing

Plan Trigger: Tax-Advantaged Bank-Owned Life Insurance (BOLI) Tier-1 Capital Yield Enhancement + IRC §409A Executive SERP Funding

Warm Intro to Nikhil W. O'connor: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

n.oconnor@pgbank.com · (201) 555-8154 · LinkedIn · FDIC Call Report Sch RC-F · BOLI/COLI Capacity · Jul 24, 2026

SEC DEF 14A / Form 5500 Top-Hat · COLI & NQDC · May 12, 2026 May 12, 2026 Darien, CT

$19.5M COLI / NQDC Pool

Jian E. Rosen & Siddharth S. Thornton — Metro Commercial Bancorp & Trust

Executive Non-Qualified Deferred Compensation Plan (45 Eligible VPs/MDs) — Metro Commercial Bancorp & Trust

Value / Comp: $19.5M COLI / NQDC Pool · Verified Filing

Plan Trigger: Informal Corporate-Owned Life Insurance (COLI) Tax-Free Rabbi Trust Funding to Hedge Executive Deferred Comp Liabilities

Warm Intro to Jian E. Rosen: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

j.rosen@prudential.com · (203) 555-8191 · LinkedIn · SEC DEF 14A / Form 5500 Top-Hat · COLI & NQDC · May 12, 2026

PE HOLD CLOCK: YEAR 6.0 OF 5–7 YR CYCLE · PRE-EXIT CEO/CFO WINDOW Oct 26, 2026 Parsippany, NJ

$112M MGMT ROLLOVER

Michael T. Donoghue (CEO — 12% Rollover Equity) & Kevin J. Rourke (CFO — 4.5% Management Pool) — Atlantic Environmental & Industrial Infrastructure Services (Acquired by Audax Private Equity Oct 2020)

Hit Year 6.0 PE Hold Clock · $680M Exit Process Launching Q4/Q1

Value / Comp: $81.6M CEO Cash-Out + $30.6M CFO/VP Management Pool

Summary: Acquired by Audax in Oct 2020 (now hitting Year 6.0 of the standard 5–7 year PE fund lifecycle after 9 add-on acquisitions tracked via Form D & state UCC filings), Atlantic Environmental is preparing a $680M sponsor-to-sponsor sale. Engaging CEO Michael Donoghue ($81.6M equity) and CFO Kevin Rourke ($30.6M pool) NOW—6 months BEFORE the 8-K deal announcement—beats Goldman and Morgan Stanley private wealth desks to the wire.

Warm Intro to Michael T. Donoghue: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

mdonoghue@atlanticenviro-nj.com · (973) 555-0142 · Parsippany HQ / Form 5500 Signer · LinkedIn · SEC Form D + DOL Form 5500 Sponsor Ownership Cross-Check

CROSSED 8% PREF HURDLE · $145M GP CARRIED INTEREST WATERFALL PAYING OUT Oct 25, 2026 New Canaan, CT / New York, NY

$8M-$26M CARRY K-1S

Tom Burger (Co-Founder & Managing Partner) & Kevin Stein (Managing Partner) — Gridiron Middle-Market Buyout Fund IV LP ($1.85B Fund Crossing 8% Preferred Return Hurdle)

Fund IV Hit 1.95x Realized DPI · $145M GP 20% Carry Waterfall Active

Value / Comp: $8M-$26M Per Partner/MD in Q4 Long-Term Capital Gain Carry Checks

Summary: Public state pension LP commitment reports and SEC Form ADV filings confirm Gridiron's $1.85B Fund IV has crossed its 8% preferred return hurdle (1.95x realized DPI following 3 industrial exits), triggering $145M in 20% GP Carried Interest distributions ($8M–$26M per Partner/MD in New Canaan and NYC).

Warm Intro to Tom Burger: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

ir@gridironcapital.com · (203) 555-0199 · SEC Form ADV Item 1F HQ Phone · LinkedIn · SEC Form ADV + Public Pension LP Waterfall Report

18-MONTH INDEMNITY ESCROW + EARNOUT RELEASING NOV 15 · +$24.5M CASH WIRE Oct 24, 2026 Allentown, PA / Princeton, NJ

+$24.5M ESCROW WIRE

Vincent & Paul DeLuca (Co-Founders — 18-Month Indemnity Holdback & Earnout Release) — Keystone Cold-Storage & Pharmaceutical Logistics (Sold to Lineage / Bay Grove 18 Months Ago)

18-Month M&A Indemnity Holdback + Earnout Releasing (+$24.5M Cash)

Value / Comp: $24.5M Unrestricted Cash Wire from JPMorgan Escrow Agent

Summary: When the DeLuca brothers sold Keystone Cold-Storage 18 months ago for $140M, SEC Form 8-K Exhibit 2.1 locked $14.0M (10%) in an 18-month JPMorgan indemnity escrow plus a $10.5M EBITDA earnout. Both clocks expire Nov 15, 2026—wiring $24.5M in fresh cash LONG AFTER post-close private bankers stopped calling.

Warm Intro to Vincent: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

vdeluca@delucafamilyoffice.com · (610) 555-0171 · Merger Agreement Notice Address · LinkedIn · SEC Form 8-K Exhibit 2.1 Escrow Release Clock

PE HOLD CLOCK: YEAR 6.2 · $1.1B PROCESS · PRE-CLOSE QSBS & TRUST WINDOW Oct 23, 2026 Boston, MA / New York, NY

$145M EXEC EQUITY

Elena M. Rostova (CEO) & David K. Lindqvist (CTO & Co-Founder) — Beacon Healthcare Revenue-Cycle Software Inc. (Backed by Warburg Pincus — Year 6.2 Hold)

Year 6.2 Warburg Hold Clock · $1.1B Sale Process Underway

Value / Comp: $92M CTO/Co-Founder Equity + $53M CEO/C-Suite Option Pool

Summary: Warburg Pincus's 2020 investment in Beacon Healthcare is at Year 6.2 of its fund clock with sell-side advisors engaged for a $1.1B exit. Reaching CEO Elena Rostova and CTO David Lindqvist BEFORE the definitive agreement is signed is the only window to execute charitable remainder trusts (CRUTs) and pre-transaction gift trust transfers.

Warm Intro to Elena M. Rostova: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

dlindqvist@beaconrcm.io · (617) 555-0162 · Form 5500 / Form D Executive Line · LinkedIn · SEC Form D + PitchBook / 5500 Sponsor Clock

PE Fund Year-6 Exit Clock & Carry Waterfall · Jun 15, 2026 Jun 15, 2026 Boca Raton, FL

$38.0M Mgmt Rollover

Wei S. Kulkarni & Arjun H. Mcallister — Summit Industrial & Infrastructure Services Inc.

Middle-Market Buyout Portfolio Company (Acquired 2020 · Entering Active Sale Process) — Summit Industrial & Infrastructure Services Inc.

Value / Comp: $38.0M Mgmt Rollover · Verified Filing

Plan Trigger: CEO & CFO Hold 14% Management Rollover Equity Approaching Sponsor Exit Waterfall; Pre-LOI QSBS & GRAT Trust Window

Warm Intro to Wei S. Kulkarni: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

w.kulkarni@audaxprivateequity.com · (212) 555-7710 · LinkedIn · PE Fund Year-6 Exit Clock & Carry Waterfall · Jun 15, 2026

PE Fund Year-6 Exit Clock & Carry Waterfall · Aug 19, 2026 Aug 19, 2026 Morristown, NJ

$38.0M Mgmt Rollover

Sarah P. Goldberg & Katherine F. Kaplan — Vanguard Industrial & Infrastructure Services Inc.

Middle-Market Buyout Portfolio Company (Acquired 2020 · Entering Active Sale Process) — Vanguard Industrial & Infrastructure Services Inc.

Value / Comp: $38.0M Mgmt Rollover · Verified Filing

Plan Trigger: CEO & CFO Hold 14% Management Rollover Equity Approaching Sponsor Exit Waterfall; Pre-LOI QSBS & GRAT Trust Window

Warm Intro to Sarah P. Goldberg: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

s.goldberg@audaxprivateequity.com · (973) 555-9523 · LinkedIn · PE Fund Year-6 Exit Clock & Carry Waterfall · Aug 19, 2026

PE Fund Year-6 Exit Clock & Carry Waterfall · May 12, 2026 May 12, 2026 White Plains, NY

$38.0M Mgmt Rollover

Siddharth H. O'sullivan & Rebecca W. Rosenblatt — Pinnacle Industrial & Infrastructure Services Inc.

Middle-Market Buyout Portfolio Company (Acquired 2020 · Entering Active Sale Process) — Pinnacle Industrial & Infrastructure Services Inc.

Value / Comp: $38.0M Mgmt Rollover · Verified Filing

Plan Trigger: CEO & CFO Hold 14% Management Rollover Equity Approaching Sponsor Exit Waterfall; Pre-LOI QSBS & GRAT Trust Window

Warm Intro to Siddharth H. O'sullivan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

s.osullivan@audaxprivateequity.com · (212) 555-1042 · LinkedIn · PE Fund Year-6 Exit Clock & Carry Waterfall · May 12, 2026

PE Fund Year-6 Exit Clock & Carry Waterfall · Sep 18, 2026 Sep 18, 2026 Westport, CT

$38.0M Mgmt Rollover

Elizabeth M. Carter & Sebastian D. Donovan — Bergen Industrial & Infrastructure Services Inc.

Middle-Market Buyout Portfolio Company (Acquired 2020 · Entering Active Sale Process) — Bergen Industrial & Infrastructure Services Inc.

Value / Comp: $38.0M Mgmt Rollover · Verified Filing

Plan Trigger: CEO & CFO Hold 14% Management Rollover Equity Approaching Sponsor Exit Waterfall; Pre-LOI QSBS & GRAT Trust Window

Warm Intro to Elizabeth M. Carter: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

e.carter@audaxprivateequity.com · (203) 555-2337 · LinkedIn · PE Fund Year-6 Exit Clock & Carry Waterfall · Sep 18, 2026

HIT 5-YEAR IRC §1202 QSBS CLOCK · URGENT TRUST STACKING ($10M -> $40M TAX-FREE) Oct 26, 2026 New York, NY (Flatiron)

$40M+ TAX-FREE QSBS

Siddharth Ramanathan (Co-Founder & CEO) & Noah J. Weinberg (Co-Founder & CTO) — Vektor Cyber & Cloud Telemetry Inc. (SEC Form D Initial C-Corp Issuance: Nov 2021 -> 5-Yr QSBS Hit)

Hit 5-Yr Section 1202 QSBS Clock on Form D · Pre-Exit Trust Stacking

Value / Comp: $115M Founder Equity ($30M-$50M Federal/NY Tax-Free via Non-Grantor Trusts)

Summary: SEC EDGAR Form D shows Vektor Cyber issued its original C-corp founder shares under the $50M gross-asset threshold in Nov 2021—officially crossing the 5-year IRC Section 1202 QSBS holding period this quarter. By setting up 3–4 Delaware/Nevada Non-Grantor Trusts BEFORE signing a letter of intent, each founder multiplies their $10M federal capital-gains exclusion into $40M–$50M completely tax-free.

Warm Intro to Siddharth Ramanathan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

siddharth@vektorcyber.io · (212) 555-0194 · SEC Form D Item 3 Executive Phone · LinkedIn · SEC EDGAR Form D (5-Year QSBS Clock Verified)

SOLD $68.5M INDUSTRIAL PARK · 36 DAYS LEFT ON IRS 45-DAY 1031 / DST / QOF CLOCK Oct 25, 2026 Carlstadt, NJ / Englewood Cliffs, NJ

$68.5M 1031 / QOF

Leonard & Mitchell Rosenberg (Managing Principals — 36 Days Remaining on IRS 45-Day 1031 Clock) — Rosenberg Meadowlands Industrial Portfolio LLC ($68.5M Warehouse Sale Recorded on County Deed)

Closed $68.5M Warehouse Sale · 36 Days Left on 45-Day 1031/QOF Clock

Value / Comp: $54.2M Taxable Gain Needing Immediate 1031 DST or Opportunity Zone Fund

Summary: Public Bergen County real property deed recordings show the Rosenberg family sold their 310,000 sq ft Meadowlands industrial portfolio to Prologis for $68.5M cash (with almost zero remaining depreciation basis). They have exactly 36 days left on their strict IRS 45-day identification clock to allocate into institutional Delaware Statutory Trusts (DSTs), Qualified Opportunity Zone Funds (QOFs), or transition to a tax-managed municipal bond portfolio.

Warm Intro to Leonard: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

mrosenberg@rosenbergindustrial.com · (201) 555-0127 · Deed Transfer Managing Member · LinkedIn · County Deed Transfer + IRS §1031 / QOF Clock

NEW $45M FAMILY FOUNDATION · 5% MANDATORY PAYOUT ($2.25M/YR) · NO OCIO NAMED Oct 24, 2026 Greenwich, CT

$45.0M NEW 990-PF

Jonathan R. Kellen (Retired Private Credit Partner) & Claire V. Kellen (Foundation President) — The Kellen-Vance Family Foundation Inc. (Newly Approved IRS Form 1023 / 990-PF · $45M Initial Funding)

IRS 990-PF: Funded New $45M Family Foundation (No OCIO Advisor Listed)

Value / Comp: $45.0M Endowment OCIO Mandate + $2.25M/yr Mandatory Grant Distribution

Summary: Public IRS Exempt Organizations Select Check and initial Form 990-PF filings show retired private credit partner Jonathan Kellen funded a new $45.0M private family foundation in Greenwich, CT with appreciated securities and cash, with no Outsourced Chief Investment Officer (OCIO) listed on Part VIII.

Warm Intro to Jonathan R. Kellen: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jkellen@kellenvancefoundation.org · (203) 555-0181 · IRS Form 990-PF Header Phone · LinkedIn · IRS Form 990-PF / EOS Public Charity Registry

County Deed Transfer · 45-Day IRS §1031 Clock · Oct 14, 2026 Oct 14, 2026 Boston, MA

$54.0M 1031 Deed Sale

Victor E. Vance & Julian S. Bannon — Pinnacle Industrial Properties & Logistics Portfolio LLC

Industrial Warehouse & Logistics Portfolio Sale Recorded on County Deed — Pinnacle Industrial Properties & Logistics Portfolio LLC

Value / Comp: $54.0M 1031 Deed Sale · Verified Filing

Plan Trigger: Strict 45-Day IRS §1031 Identification Window & 180-Day Closing Clock (Delaware Statutory Trust / T-Bill Escrow Bridge)

Warm Intro to Victor E. Vance: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

v.vance@cbre.com · (617) 555-7488 · LinkedIn · County Deed Transfer · 45-Day IRS §1031 Clock · Oct 14, 2026

County Deed Transfer · 45-Day IRS §1031 Clock · Mar 20, 2026 Mar 20, 2026 Conshohocken, PA

$54.0M 1031 Deed Sale

Marco B. Marchetti & Meera N. Patel — Atlantic Industrial Properties & Logistics Portfolio LLC

Industrial Warehouse & Logistics Portfolio Sale Recorded on County Deed — Atlantic Industrial Properties & Logistics Portfolio LLC

Value / Comp: $54.0M 1031 Deed Sale · Verified Filing

Plan Trigger: Strict 45-Day IRS §1031 Identification Window & 180-Day Closing Clock (Delaware Statutory Trust / T-Bill Escrow Bridge)

Warm Intro to Marco B. Marchetti: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

m.marchetti@cbre.com · (212) 555-7747 · LinkedIn · County Deed Transfer · 45-Day IRS §1031 Clock · Mar 20, 2026

18-Month M&A Indemnity Holdback Release · Sep 18, 2026 Sep 18, 2026 White Plains, NY

$14.2M Escrow Release

Rebecca T. Reynolds & Isabella J. Subramanian — Summit Industrial Properties & Logistics Portfolio LLC

Post-Close M&A Escrow Release (18-Month Survival Period Expiring) — Summit Industrial Properties & Logistics Portfolio LLC

Value / Comp: $14.2M Escrow Release · Verified Filing

Plan Trigger: Final 15% M&A Indemnity Escrow Releasing in Cash from Escrow Agent; Uncommitted Liquid Proceeds Needing Tax-Aware Deployment

Warm Intro to Rebecca T. Reynolds: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

r.reynolds@jpmorganchase.com · (212) 555-8561 · LinkedIn · 18-Month M&A Indemnity Holdback Release · Sep 18, 2026

County Deed Transfer · 45-Day IRS §1031 Clock · Sep 4, 2026 Sep 4, 2026 Stamford, CT

$54.0M 1031 Deed Sale

Samantha F. Becker & Jacqueline T. Chamberlain — Metro Industrial Properties & Logistics Portfolio LLC

Industrial Warehouse & Logistics Portfolio Sale Recorded on County Deed — Metro Industrial Properties & Logistics Portfolio LLC

Value / Comp: $54.0M 1031 Deed Sale · Verified Filing

Plan Trigger: Strict 45-Day IRS §1031 Identification Window & 180-Day Closing Clock (Delaware Statutory Trust / T-Bill Escrow Bridge)

Warm Intro to Samantha F. Becker: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

s.becker@cbre.com · (203) 555-9042 · LinkedIn · County Deed Transfer · 45-Day IRS §1031 Clock · Sep 4, 2026

18-Month M&A Indemnity Holdback Release · Jul 24, 2026 Jul 24, 2026 Short Hills, NJ

$14.2M Escrow Release

Whitney L. Cavanaugh & Penelope C. Duffy — Keystone Industrial Properties & Logistics Portfolio LLC

Post-Close M&A Escrow Release (18-Month Survival Period Expiring) — Keystone Industrial Properties & Logistics Portfolio LLC

Value / Comp: $14.2M Escrow Release · Verified Filing

Plan Trigger: Final 15% M&A Indemnity Escrow Releasing in Cash from Escrow Agent; Uncommitted Liquid Proceeds Needing Tax-Aware Deployment

Warm Intro to Whitney L. Cavanaugh: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

w.cavanaugh@jpmorganchase.com · (973) 555-9079 · LinkedIn · 18-Month M&A Indemnity Holdback Release · Jul 24, 2026

LATERAL PARTNER HIRE · OCT 26, 2026 Oct 26, 2026 New York, NY

$4.2M–$6.8M K-1 Draw

Sahar Kamali — Kirkland & Ellis LLP

Joined Kirkland & Ellis as Debt Finance Partner from Blue Owl Capital (Oct 26, 2026)

Value / Comp: $4.2M–$6.8M/yr K-1 Draw + Blue Owl Rollover

Planning Hook: Blue Owl 401(k) & Co-Invest Rollover + Kirkland Partner Capital Contribution & PTET Tax Setup

Warm Intro to Sahar Kamali: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

sahar.kamali@kirkland.com · (212) 555-0190 · LinkedIn · Kirkland & Ellis Press Release · Oct 26, 2026

PUBLIC CFO APPOINTMENT · OCT 26, 2026 Oct 26, 2026 San Francisco, CA / NYC

$18.5M+ CFO Package

James Dibbo — Pinterest, Inc. (NYSE: PINS)

Named Chief Financial Officer of Pinterest from Amazon (Effective Oct 26, 2026)

Value / Comp: $18.5M+ Make-Whole RSUs + Amazon 401(k)/Stock Rollover

Planning Hook: 10-Year Amazon RSU & 401(k) Rollover + New Pinterest Section 16 Officer 10b5-1 & Trust Setup

Warm Intro to James Dibbo: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

james.dibbo@pinterest.com · (212) 555-0190 · LinkedIn · SEC Form 8-K Item 5.02 & CFO.com · Oct 26, 2026

36 ASSOCIATES PROMOTED TO PARTNER Oct 22, 2026 New York, NY / Global

$3.5M–$6.0M K-1 Draw

Alexia Brancato, Jason Ewart & 34 Promoted Partners — Latham & Watkins LLP

Latham & Watkins Promoted 36 Associates to Partner (Oct 22, 2026 Release)

Value / Comp: $3.5M–$6.0M/yr Equity K-1 + Partner Capital Buy-In

Planning Hook: Transition from W-2 to K-1 Quarterly Estimated Taxes, Capital Contribution Loan & Keogh Plan

Warm Intro to Alexia Brancato, Jason Ewart: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

alexia.brancato@lw.com · (212) 555-0190 · LinkedIn · Latham & Watkins LLP Press Release & New York Law Journal · Oct 22, 2026

MANAGING DIRECTOR POACH · OCT 19, 2026 Oct 19, 2026 London / New York

$3.2M–$5.5M MD Package

David Krap — Lazard, Inc. (NYSE: LAZ)

Joined Lazard as Managing Director from J.P. Morgan (Oct 19, 2026)

Value / Comp: $3.2M–$5.5M Make-WholeLAZ Equity + JPM Pension/401(k) Rollover

Planning Hook: J.P. Morgan Retirement & Deferred Equity Rollover + Cross-Border Tax & Estate Structuring

Warm Intro to David Krap: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

david.krap@lazard.com · (212) 555-0190 · LinkedIn · Lazard Official PR Newswire Release · Oct 19, 2026

LATERAL PE M&A PARTNERS · OCT 19, 2026 Oct 19, 2026 London / New York

$6.0M–$10.0M K-1 Package

Max Oppenheimer & Jamie MacDonagh — Paul, Weiss, Rifkind, Wharton & Garrison LLP

Joined Paul, Weiss as Private Equity M&A Partners (Oct 19, 2026)

Value / Comp: $6.0M–$10.0M Partner Guarantees + Prior Firm Capital Return

Planning Hook: Prior Firm Paid-In Capital Return + Paul Weiss Keogh/Cash Balance & Cross-Border Trust Setup

Warm Intro to Max Oppenheimer: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

max.oppenheimer@paulweiss.com · (212) 555-0190 · LinkedIn · Paul, Weiss Official Firm Announcement · Oct 19, 2026

196 PROMOTED TO PARTNER · OCT 19, 2026 Oct 19, 2026 New York, NY / Chicago, IL

52 NYC New Partners

Jon A. Ballis (Chair), Eric L. Schiele & 52 NYC Share Partners — Kirkland & Ellis LLP

Kirkland & Ellis Promoted 196 Lawyers to Partner Including 52 in NYC (Oct 19, 2026)

Value / Comp: $1.8M–$4.5M/yr New Partner Comp + K-1 Transition

Planning Hook: 52 New York Associates Promoted to Partner Needing Immediate CPA, Cash Balance & Jumbo Mortgage Banking

Warm Intro to Jon A. Ballis: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

jon.ballis@kirkland.com · (212) 555-0190 · LinkedIn · Pirical Legal Analytics & Non-Billable · Oct 19, 2026

8-K ITEM 5.02 CEO RETIREMENT · SEP 21, 2026 Sep 21, 2026 Boston, MA

$31.2M CEO Retirement

Paul A. Perrault — Beacon Financial Corp / Berkshire Hills (NYSE: BHLB)

Retired as President & CEO of Beacon Financial Corp (SEC 8-K Sep 21, 2026)

Value / Comp: $31.2M Good-Leaver Stock Vesting + SERP + $120K/mo Advisory

Planning Hook: Immediate 60-Day 401(k) Rollover, Good-Leaver Equity Tax Hedging & $1.44M 1099 Consulting Defined Benefit Plan

Warm Intro to Paul A. Perrault: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

paul.perrault@berkshirebank.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 8-K Item 5.02 (0001193125-26-396127) · Sep 21, 2026

MANAGING DIRECTOR POACH · SEP 10, 2026 Sep 10, 2026 New York, NY

$4.0M–$6.5M MD Package

Daniel Burton-Morgan — Lazard, Inc. (NYSE: LAZ)

Hired by Lazard in NYC as MD & Head of North America ECM Advisory from BofA (Sep 10, 2026)

Value / Comp: $4.0M–$6.5M Lazard MD Package + 20-Yr BofA 401(k) Rollover

Planning Hook: 20-Year Bank of America 401(k)/Pension Rollover + Lazard Make-Whole RSU Tax Planning

Warm Intro to Daniel Burton-Morgan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

daniel.burton-morgan@lazard.com · (212) 555-0190 · LinkedIn · Lazard Official Press Release · Sep 10, 2026

NYC BIG LAW LATERAL WAVE · SEP 9, 2026 Sep 9, 2026 New York, NY

$8.0M–$18.0M Lateral Wave

Christopher Machera, Eric Perelman & Damian Ridealgh — Paul, Weiss / Weil, Gotshal / Simpson Thacher

Paul Weiss Hired Weil PE Co-Head Chris Machera & Kirkland Partner Eric Perelman in NYC (Sep 9, 2026)

Value / Comp: $8.0M–$18.0M/yr Partner Draws + Prior Firm Capital Account Payouts

Planning Hook: Multi-Million Paid-In Partner Capital Account Returns & New Firm Keogh/Cash Balance Rollovers

Warm Intro to Christopher Machera, Eric Perelman: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

christopher.machera@weil.com · (212) 555-0190 · LinkedIn · Legal Business · Sep 9, 2026

LIVE MARKETS:

SEC 8-K Financials 1h ago

Visa Inc. (V) files 8-K: results, other event

Filed: 2026-10-27 AccNo: 0001403161-26-000126 Size: 1 MB Item 2.02: Results of Operations and Financial Condition Item 8.01: Other Events Item 9.01: Financial Statements and Exhibits

GlobeNewswire Technology 32m ago

Artificial Intelligence (AI) in Pharmacovigilance Global Market Report 2026 | Capitalize on 19.6% CAGR to 2030 as Oracle, Microsoft, Google and IQVIA Accelerate Automation

GOOG

GOOGL

MSFT

Nasdaq earnings calendar Healthcare 1h ago

NEO reports earnings tomorrow, after the close

NeoGenomics (NEO) is scheduled to report results for the quarter ended Sep 2026 tomorrow, after the close. Consensus EPS estimate -$0.01.

NEO

SEC 8-K Industrials 28m ago

Enerpac Tool Group (EPAC) files 8-K: executive or board change

Filed: 2026-10-27 AccNo: 0000006955-26-000107 Size: 6 MB Item 5.02: Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers Item 9.01: Financial State

EPAC

Investor's Business Daily Technology 1h ago

Seagate Stock Slides Despite Earnings Beat

STX

SEC EDGAR Technology 1h ago

STX earnings out

Seagate Technology Holdings PLC (STX) released its results for the quarter ended Sep 2026. Press release and figures in the SEC filing (8-K, Item 2.02).

STX

MarketBeat Consumer Staples 38m ago

What Coca-Cola (KO) Said on Its Q3 Earnings Call

CNBC Financials 23m ago

Chart: Anthropic's cash pile towers over nearly every U.S. company

Anthropic's cash pile $131.7 billion is more than every non-bank U.S. company except for Berkshire Hathaway and Alphabet.

BRK-B

SEC 8-K Healthcare 39m ago

Universal Health Services (UHS) files 8-K: results

Filed: 2026-10-27 AccNo: 0001193125-26-434414 Size: 2 MB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits

UHS

Nasdaq Industrials 52m ago

Crane Co. Q3 Income Climbs

(RTTNews) - Crane Co. (CR) released a profit for its third quarter that Increases, from last year

Nasdaq Industrials 1h ago

LUV Makes Bullish Cross Above Critical Moving Average

In trading on Tuesday, shares of Southwest Airlines Co (Symbol: LUV) crossed above their 200 day moving average of $43.46, changing hands as high as $43.63 per share. Southwest Airlines Co shares are currently trading up about 1.6% on the d

LUV

CNBC Communication Services 1h ago

Walmart says AI training is boosting confidence with the technology among its 2.1 million associates

Walmart says training from OpenAI and Google is helping its 2.1 million associates feel more confident using AI and digital tools.

GOOGL

WMT

PR Newswire Real Estate 42m ago

NexPoint Residential Trust, Inc. Announces Quarterly Dividend

DALLAS, Oct. 27, 2026 /PRNewswire/ -- NexPoint Residential Trust, Inc. (NYSE: NXRT) ("NXRT") announced today that its board of directors approved a dividend of $0.53 per share of NXRT common stock, payable on December 31, 2026, to stockhold

NXRT

Nasdaq Real Estate 1h ago

Bullish Two Hundred Day Moving Average Cross - IRM

In trading on Tuesday, shares of Iron Mountain Inc (Symbol: IRM) crossed above their 200 day moving average of $114.73, changing hands as high as $115.86 per share. Iron Mountain Inc shares are currently trading up about 2% on the day. The

IRM

Nasdaq Real Estate 1h ago

Ventas Breaks Below 200-Day Moving Average - Notable for VTR

In trading on Tuesday, shares of Ventas Inc (Symbol: VTR) crossed below their 200 day moving average of $86.40, changing hands as low as $83.14 per share. Ventas Inc shares are currently trading off about 4.7% on the day. The chart below sh

VTR

Nasdaq Energy 41m ago

Nabors Industries Reports Q3 Loss

(RTTNews) - Nabors Industries Ltd. (NBR) on Tuesday reported a third-quarter loss, compared to a profit a year ago. Meanwhile, adjusted EBITDA increased nearly 4% year-over-year, supported by stronger International Drilling performance, a l

NBR

Investor's Business Daily Communication Services 35m ago

Dow Jones Futures: Growth Stocks Rally, Tesla Clears Buy Point; Fed, Microsoft, Google On Tap

GOOG

GOOGL

MSFT

NUE

SEC 8-K Consumer Discretionary 1h ago

Caesars Entertainment (CZR) files 8-K: results

Filed: 2026-10-27 AccNo: 0001590895-26-000032 Size: 609 KB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits

CZR

SEC 8-K Technology 1h ago

Enphase Energy (ENPH) files 8-K: results

Filed: 2026-10-27 AccNo: 0001463101-26-000101 Size: 738 KB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits

ENPH

SEC 8-K Financials 1h ago

Arch Capital Group (ACGL) files 8-K: results

Filed: 2026-10-27 AccNo: 0000947484-26-000128 Size: 4 MB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits

ACGL

Investor's Business Daily Consumer Discretionary 1h ago

Stock Market Today: Dow Up Ahead Of Fed Decision; Nasdaq Jumps, Broadcom Pops On This (Live Coverage)

AMZN

AVGO

CAT

Associated Press Technology 1h ago

How major US stock indexes fared Tuesday 10/27/2026

ANTH.PVT

AVGO

JBLU

Barrons.com Communication Services 1h ago

AI Rally Keeps Rolling Ahead of Massive Day for Markets

ANTH.PVT

CL=F

GOOG

GOOGL

SEC 8-K Financials 1h ago

Trustmark Corp. (TRMK) files 8-K: results

Filed: 2026-10-27 AccNo: 0001193125-26-434330 Size: 15 MB Item 2.02: Results of Operations and Financial Condition Item 9.01: Financial Statements and Exhibits

TRMK

VERIFIED SIGNAL Oct 26, 2026 Denver, CO / New York, NY / Palo Alto, CA

94/100 BULLISH

Alex Karp (CEO), Shyam Sankar (CTO) & David Glazer (CFO) — Palantir Technologies Inc.

94/100 Bullish Sentiment · +410% Buzz (+160% YTD)

Value / Comp: $8M-$45M+ Vested Exec & Engineer Stock

Summary: Live social sentiment hit 94/100 (+410% 24h mention velocity) alongside S&P 500 institutional buying—hundreds of long-tenured Palantir engineers and commercial directors in NYC, Denver, and Palo Alto hold $8M–$45M+ in concentrated PLTR stock needing exchange funds and 10b5-1 plans.

Warm Intro to Alex Karp: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

alex.karp@palantirtechnologi.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 25, 2026 Westerville, OH / Stamford, CT

91/100 BULLISH

Giordano Albertazzi (CEO), David Fallon (CFO) & Stephen Liang (CTO) — Vertiv Holdings Co

91/100 Bullish · +285% Buzz + $1.42B Fund Buying

Value / Comp: $2M-$18M Ohio/CT VP Unhedged RSUs

Summary: Social sentiment (91/100) and hedge fund 13F accumulation (+$1.42B across Citadel, Point72, and Viking Global) are 100% aligned—driving a +118% 1-year surge for Ohio and Connecticut VPs sitting on unhedged company stock.

Warm Intro to Giordano Albertazzi: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

giordano.albertazzi@vertivholdingsco.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 24, 2026 San Francisco, CA / New York, NY

88/100 BULLISH

Steve Huffman (CEO), Andrew Vollero (CFO) & Christopher Slowe (CTO) — Reddit, Inc.

88/100 Bullish · Post-IPO Lockup + AI Data Surge

Value / Comp: $5M-$32M Newly Liquid Employee RSU Blocks

Summary: Following its 180-day IPO lockup expiration and surging AI data-licensing revenue, Reddit's social velocity (+365%) and institutional accumulation have unlocked $5M–$32M liquid stock blocks for early SF and NYC product/engineering leaders.

Warm Intro to Steve Huffman: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

steve.huffman@redditinc.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 23, 2026 San Jose, CA

18/100 BEARISH

Charles Liang (Founder & CEO) & David Weigand (SVP & CFO) — Super Micro Computer, Inc.

18/100 Bearish · +520% Buzz Spike + -$1.18B Dumped

Value / Comp: Urgent Zero-Cost Collar & Downside Protection

Summary: Social sentiment plunged to 18/100 (+520% bearish mention velocity) while 8 hedge funds dumped -$1.18B in 13F filings—making San Jose hardware VPs and directors prime candidates for immediate zero-cost equity collars and prepaid variable forwards.

Warm Intro to Charles Liang: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

charles.liang@supermicrocomputer.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 22, 2026 Bozeman, MT / San Mateo, CA / New York, NY

26/100 BEARISH

Sridhar Ramaswamy (CEO) & Mike Scarpelli (EVP & CFO) — Snowflake Inc.

26/100 Bearish · AI Competition + -$740M Fund Exit

Value / Comp: $4M-$15M Concentrated RSU Hedging Need

Summary: Bearish social sentiment (26/100) and -$740M in 13F selling by Tiger Global, Lone Pine, and Whale Rock create an urgent window to reach Snowflake VPs holding unhedged RSU grants.

Warm Intro to Sridhar Ramaswamy: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

sridhar.ramaswamy@snowflakeinc.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 21, 2026 Santa Clara, CA / Austin, TX / New York, NY

96/100 BULLISH

Hock E. Tan (President & CEO) & Kirsten Spears (CFO) — NVIDIA Corporation

96/100 Bullish · +480% X/Reddit/LinkedIn Buzz

Value / Comp: $15M-$90M+ Vested Engineer & VP Stock

Summary: Trending #1 across X (FinTwit), Reddit, and LinkedIn (96/100 Bullish, +480% mention spike). Senior NVIDIA engineers and VPs hold $15M–$90M+ in single-stock concentration needing exchange funds, charitable remainder trusts (CRUTs), and 10b5-1 diversification.

Warm Intro to Hock E. Tan: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

hock.tan@nvidiacorporation.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 20, 2026 Houston, TX / New Jersey / Tri-State

89/100 BULLISH

Brian E. Lane (President & CEO) & William George (EVP & CFO) — Comfort Systems USA, Inc.

89/100 Bullish · Non-Wall-St Industrial MEP Surge

Value / Comp: $6M-$28M Acquired Founder Rollover Stock

Summary: Industrial HVAC & mechanical roll-up Comfort Systems is surging across FinTwit and LinkedIn (+240% velocity) as former family-business owners who rolled equity into FIX shares sit on $6M–$28M windfalls needing Cash Balance, COLI, and estate trusts.

Warm Intro to Brian E. Lane: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

brian.lane@comfortsystemsusai.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 19, 2026 Santa Clara, CA / Hillsboro, OR / Hudson, MA

22/100 BEARISH

C.C. Wei (Chairman & CEO) & Wendell Huang (SVP & CFO) — Intel Corporation

22/100 Bearish · Executive Buyout & 401(k)/SERP Rollovers

Value / Comp: $3M-$14M 401(k) & SERP Lump-Sum Rollovers

Summary: Heavy bearish buzz across employee boards, LinkedIn, and X (+390% spike) around senior executive voluntary retirement packages creates an immediate window to capture $3M–$14M 401(k) and non-qualified SERP rollovers.

Warm Intro to C.C. Wei: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

partner@intelcorporation.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

LIVE DEAL NEWS · Private HVAC Buyout · Morristown, NJ Oct 26, 2026

Robert Callahan (Co-Founder & 55% Owner) — Tri-State Mechanical Contractors

Comfort Systems USA (NYSE: FIX) Completes $74M All-Cash Acquisition of Tri-State Mechanical Contractors

$74.0M Cash Exit

DEAL LIQUIDITY

WHAT HAPPENED

Sold Commercial HVAC Firm to Comfort Systems USA ($74M Cash)

LIQUID CASH / VALUE

$40.7M (Robert) & $33.3M (Anthony) Cash at Close

YOUR WARM INTRO

Gregory T. Miller (1st-Degree · VP Corp Dev, Comfort Systems USA)

Comfort Systems USA closed its $74M all-cash acquisition of Morristown, NJ commercial HVAC leader Tri-State Mechanical. Co-founders Robert and Anthony Callahan received $74M in pre-tax wire proceeds.

LIVE DEAL NEWS · Physician Practice Buyout · Greenwich, CT Oct 26, 2026

Dr. Jonathan Vance, MD & 5 Equity Partners — Apex Ortho & Spine Specialty Group

Shore Capital Partners Closes $118M Platform Buyout of Apex Ortho & Spine Specialty Group (6 Equity Surgeons)

$94.4M Cash (~$15.7M/Surgeon)

DEAL LIQUIDITY

WHAT HAPPENED

Sold 6-Partner Orthopedic & ASC Group to Shore Capital ($118M)

LIQUID CASH / VALUE

~$15.7M Cash per Surgeon + 20% Rollover Equity

YOUR WARM INTRO

Dr. Andrew K. Halpern (1st-Degree · Operating Partner, Shore Capital)

Six founding orthopedic surgeons completed a $118M recapitalization (80% cash / 20% rollover) with Shore Capital Partners, unlocking ~$15.7M in liquid cash per partner.

LIVE DEAL NEWS · 3-Person Bootstrapped SaaS Sale · Austin, TX Oct 26, 2026

Marcus Vance, Elena Rostova & David K. Chen — VektorFlow Systems LLC

Roper Technologies (NASDAQ: ROP) Acquires Bootstrapped Industrial SaaS VektorFlow Systems for $64M Cash

$64.0M Cash (~$21.3M/Founder)

DEAL LIQUIDITY

WHAT HAPPENED

Sold 3-Person Bootstrapped SaaS to Roper ($64M Cash)

LIQUID CASH / VALUE

~$21.3M Cash per Founder (Zero VC Dilution)

YOUR WARM INTRO

Michael R. Vance (1st-Degree · MD Industrials M&A, Goldman Sachs)

3-person bootstrapped industrial software provider VektorFlow Systems sold 100% of its equity to Roper Technologies for $64M all-cash with zero venture dilution.

LIVE DEAL NEWS · Public C-Suite 8-K Retirement · Cleveland, OH Oct 22, 2026

Richard M. Sterling (Retiring EVP & CFO) — Eaton Corporation (NYSE: ETN)

Eaton Corp (NYSE: ETN) EVP & CFO Richard M. Sterling Files Form 8-K Retirement Notice; $59.0M Equity & SERP Triggered

$59.0M Retirement Unlock

DEAL LIQUIDITY

WHAT HAPPENED

Retiring as Eaton Corp EVP & CFO after 22 Years (Form 8-K)

LIQUID CASH / VALUE

$44.8M Equity Acceleration + $14.2M 401(k)/SERP

YOUR WARM INTRO

Michael R. Vance (1st-Degree · MD Industrials M&A, Goldman Sachs)

Eaton Corp's retiring EVP & CFO enters a 60-day IRA rollover, SERP lump-sum election, and accelerated equity tax-planning window totaling $59.0M.

LIVE DEAL NEWS · Am Law 50 Equity Partner Class · New York, NY Oct 26, 2026

Jonathan R. Halpern (Equity Share Partner) — Kirkland & Ellis LLP

Kirkland & Ellis Promotes Jonathan R. Halpern to Share Partner in New York Private Equity M&A ($3.8M–$6.5M K-1 Trajectory)

$3.8M–$6.5M K-1 Draw

DEAL LIQUIDITY

WHAT HAPPENED

Promoted to Equity Partner at Kirkland & Ellis (NY PE M&A)

LIQUID CASH / VALUE

$3.8M–$6.5M/yr Equity K-1 + $850K Capital Buy-In

YOUR WARM INTRO

Sarah L. Jenkins (1st-Degree · Equity Partner, Kirkland & Ellis LLP)

New Share Partner admission triggers an $850K mandatory partner capital contribution loan, quarterly multi-state K-1 tax structuring, and private client credit setup.

VERIFIED SIGNAL Oct 26, 2026 Irving, TX

+8.4% TODAY · 3.9x VOL

Jim Burke (President & CEO) & Kris Moldovan (EVP & CFO) — Vistra Corp. (NYSE: VST)

Surged +8.4% Today (+165% 1Y) on 3.9x Volume

Value / Comp: $5M-$22M Vested Utility VP Stock Windfalls

Summary: Leading today's S&P 500 gainers (+8.4% on 3.9x relative volume) as hyperscale nuclear power deals re-rate Texas generation assets—turning career utility VPs in Irving, TX into $5M–$22M liquid stockholders.

Warm Intro to Jim Burke: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jim.burke@vistracorp.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

VERIFIED SIGNAL Oct 25, 2026 San Jose, CA

+7.2% TODAY · 3.4x VOL

Bill Brennan (President & CEO) & Dan Fleming (CFO) — Credo Technology Group (NASDAQ: CRDO)

Jumped +7.2% Today (+132% 1Y) on 3.4x Volume

Value / Comp: $6M-$28M Silicon Valley IC Designer Shares

Summary: Breakout volume (3.4x normal) following hyperscale AI cluster cable adoption; early IC designers and engineering directors are actively filing Form 144 pre-sale notices.

Warm Intro to Bill Brennan: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

bill.brennan@credotechnologygro.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

VERIFIED SIGNAL Oct 24, 2026 Cambridge, MA

-6.8% TODAY · 3.1x VOL

Stéphane Bancel (CEO) & Jamey Mock (CFO) — Moderna, Inc. (NASDAQ: MRNA)

Dropped -6.8% Today (-41% 1Y) on 3.1x Volume

Value / Comp: Low-Basis Founder/VP Stock Collar & CRUT Need

Summary: Trading on 3.1x relative volume as multi-manager healthcare pods reduce exposure—creating immediate demand among Cambridge biotech VPs to lock in gains on legacy low-basis shares via collars and charitable remainder trusts.

Warm Intro to Stéphane Bancel: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

stéphane.bancel@modernainc.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

VERIFIED SIGNAL Oct 26, 2026 Palo Alto, CA / New York, NY

$420M LOCKUP UNLOCK

Bipul Sinha (CEO) & 350+ Early Pre-IPO Engineers / VPs — Rubrik, Inc. (NYSE: RBRK)

180-Day IPO Lockup Expiration · First Open Window

Value / Comp: $420M Newly Tradable Founder & VP Stock

Summary: Rubrik's 180-day post-IPO lockup expiration unlocks ~$420M in previously restricted employee and executive equity—creating an immediate window for 10b5-1 plans, QSBS Section 1202 verification, and exchange-fund diversification.

Warm Intro to Bipul Sinha: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

bipul.sinha@rubrikinc.com · (212) 555-0190 · LinkedIn · SEC Form S-1 / 8-K Lockup & FDA PDUFA Calendar

VERIFIED SIGNAL Oct 25, 2026 Santa Clara, CA

$380M LOCKUP UNLOCK

Jitendra Mohan (CEO), Sanjay Gajendra & Early Silicon Leads — Astera Labs, Inc. (NASDAQ: ALAB)

Post-Lockup 10b5-1 Execution & Earnings Catalyst

Value / Comp: $380M Unlocked AI Connectivity Shares (QSBS)

Summary: Early Astera Labs hardware directors and co-founders hold 10x+ appreciated pre-IPO shares now eligible for Rule 144 / 10b5-1 liquidation and multi-trust Section 1202 QSBS tax exclusion.

Warm Intro to Jitendra Mohan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jitendra.mohan@asteralabsinc.com · (212) 555-0190 · LinkedIn · SEC Form S-1 / 8-K Lockup & FDA PDUFA Calendar

VERIFIED SIGNAL Oct 24, 2026 New York, NY

$419M CASH CLOSING

Bill Magnuson (CEO) & Jon Hyman (CTO) + NYC VPs — Braze, Inc. (NASDAQ: BRZE) -> Salesforce $4.8B Cash Buyout

Salesforce $4.8B All-Cash Merger Closing Window

Value / Comp: $419M Co-Founder Cash + Accelerated VP RSUs

Summary: Definitive $47.50/share all-cash acquisition by Salesforce converts every unvested RSU and founder share in New York City into immediate wire-transfer cash upon closing.

Warm Intro to Bill Magnuson: via Daniel P. Rosen (Partner, Corporate & M&A, Wachtell, Lipton, Rosen & Katz) Profile →

bill.magnuson@brazeinc.com · (212) 555-0190 · LinkedIn · SEC Form S-1 / 8-K Lockup & FDA PDUFA Calendar

VERIFIED SIGNAL Oct 26, 2026 Westerville, OH / Stamford, CT

UPGRADE -> $145 PT

Giordano Albertazzi (CEO, Vertiv) & Mark Delaney (MD, Goldman Sachs) — Vertiv Holdings Co (NYSE: VRT)

Goldman & JPM Raised Price Targets to $145 (Conviction Buy)

Value / Comp: $2M-$18M Ohio/CT VP Stock Hitting Performance Vesting

Summary: Coordinated price-target upgrades from Goldman Sachs and J.P. Morgan following hyperscale AI cooling backlog acceleration push Vertiv past executive PSU performance-vesting hurdles (200% payout multiplier).

Warm Intro to Giordano Albertazzi: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

giordano.albertazzi@vertivholdingsco.com · (212) 555-0190 · LinkedIn · Institutional Equity Research Wire + SEC DEF 14A PSU Hurdles

VERIFIED SIGNAL Oct 25, 2026 Houston, TX

INITIATED BUY · $485 PT

Brian E. Lane (CEO, Comfort Systems) & Stephen Volkmann (MD, Jefferies/UBS) — Comfort Systems USA (NYSE: FIX)

Initiated as #1 Industrial Roll-Up Pick ($485 Target)

Value / Comp: $8M-$35M Acquired HVAC Founder Rollover Stock

Summary: Analyst upgrades highlight record modular data-center mechanical backlog, further appreciating the rollover stock held by 45 acquired regional family HVAC founders.

Warm Intro to Brian E. Lane: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

brian.lane@comfortsystemsusa.com · (212) 555-0190 · LinkedIn · Institutional Equity Research Wire + SEC DEF 14A PSU Hurdles

VERIFIED SIGNAL Oct 24, 2026 San Jose, CA

DOWNGRADE · PT CUT

Charles Liang (CEO, Super Micro) & Ruplu Bhattacharya (MD, BofA) — Super Micro Computer (NASDAQ: SMCI)

Barclays & BofA Cut Rating on Margin & Audit Risk

Value / Comp: Urgent Executive Downside Collar & Hedging Trigger

Summary: Back-to-back institutional downgrades and price-target cuts underscore the urgency for San Jose engineering VPs to implement zero-cost collar protection on unhedged company stock.

Warm Intro to Charles Liang: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

charles.liang@supermicrocomputer.com · (212) 555-0190 · LinkedIn · Institutional Equity Research Wire + SEC DEF 14A PSU Hurdles

HEAVY BUYING · 7 ELITE HEDGE FUNDS ADDING Oct 26, 2026 Westerville, OH / Stamford, CT

+$1.42B ADDED

Giordano Albertazzi — Vertiv Holdings Co

7 Hedge Funds Added +$1.42B (+42% Stake)

Buying:

Citadel Surveyor (+42%) Duquesne Family Office (New $310M Stake) Point72 Turion (+65%) Situational Awareness LP

Value / Comp: +$1.42B Bought · $2M-$18M Exec RSUs

Summary: Massive hedge fund accumulation by Citadel, Point72, Duquesne, and Viking has driven Vertiv up +118%—over 140 VP/Director engineers in Ohio & Connecticut sit on $2M–$18M of vested company stock needing 10b5-1 diversification and exchange funds.

Warm Intro to Giordano Albertazzi: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

giordano.albertazzi@vertiv.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY BUYING · QUANT & MACRO ACCUMULATION Oct 25, 2026 Houston, TX (Plus 45 Acquired Regional HVAC Subsidiaries)

+$680M ADDED

Brian E. Lane — Comfort Systems USA, Inc.

5 Elite Funds Added +$680M (+54% Stake)

Buying:

Druckenmiller / Duquesne (+38%) Millennium Management (+54%) D.E. Shaw (+41%) Marshall Wace

Value / Comp: +$680M Bought · $8M-$35M Roll-Up Stock

Summary: Non-Wall-Street mechanical & HVAC roll-up aggressively accumulated by Duquesne, Millennium, and D.E. Shaw. Acquired regional HVAC presidents who took FIX stock in buyouts hold $8M–$35M of appreciated shares.

Warm Intro to Brian E. Lane: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

brian.lane@comfortsystemsusa.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY BUYING · 9 TMT HEDGE FUNDS PILING IN Oct 24, 2026 Palo Alto, CA

+$1.95B ADDED

Adam Foroughi — AppLovin Corporation

9 TMT Hedge Funds Added +$1.95B (+48%)

Buying:

Citadel (+52%) Whale Rock Capital (+48%) Light Street Capital Atreides Management

Value / Comp: +$1.95B Bought · $4M-$25M Employee RSUs

Summary: AI ad-engine breakout accumulated by Citadel, Whale Rock, and Tiger Global. Senior engineers and product leads hired in 2022–2024 have seen their 4-year RSU grants multiply 6x–8x ($4M–$25M liquid equity per senior employee).

Warm Intro to Adam Foroughi: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

adam.foroughi@applovin.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY BUYING · NEW 5.8% 13G + MULTI-MANAGER BUYING Oct 23, 2026 San Jose, CA

+$510M ADDED

Bill Brennan — Credo Technology Group

5 Hedge Funds Added +$510M (5.8% 13G)

Buying:

Sylebra Capital (5.8% 13G) Point72 Cubist (+61%) Jain Global (New Stake) Walleye Capital

Value / Comp: +$510M Bought · Weekly Exec Form 144s

Summary: High-speed AI data-center connectivity chipmaker where institutional ownership jumped +19% in 90 days; hardware directors and early IC designers are filing Form 144 notices every week.

Warm Intro to Bill Brennan: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

bill.brennan@credosemi.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY DUMPING · 8 HEDGE FUNDS SLASHING / EXITING Oct 20, 2026 San Jose, CA

-$1.18B DUMPED

Charles Liang (Founder & CEO) & David Weigand (CFO) — Super Micro Computer, Inc.

8 Hedge Funds Dumped -$1.18B (Cut -78%)

Dumping:

Viking Global (-82% Cut) Point72 Cubist (100% Exit) Citadel Surveyor (-64% Cut) Two Sigma (100% Exit)

Value / Comp: -$1.18B Sold · Urgent Exec Collar Need

Summary: Eight major multi-manager and TMT hedge funds slashed or exited SMCI across recent 13F filings—creating urgent demand among San Jose engineering VPs and directors for zero-cost equity collars, prepaid variable forwards, and immediate 10b5-1 diversification.

Warm Intro to Charles Liang: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

charles.liang@supermicrocomputer.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY DUMPING · MACRO & VALUE FUND LIQUIDATION Oct 19, 2026 Santa Clara, CA / Hillsboro, OR

-$890M DUMPED

Lip-Bu Tan (CEO) & David Zinsner (EVP & CFO) — Intel Corporation

6 Macro Funds Dumped -$890M (Cut -72%)

Dumping:

Appaloosa Management (100% Exit) Third Point (100% Exit) Soros Fund Management (-85% Cut) Bridgewater Associates (-68% Cut)

Value / Comp: -$890M Sold · Exec Separation & Rollover

Summary: Heavy institutional liquidation by Appaloosa, Third Point, and Soros coincides with executive buyout packages and early-retirement waves—creating hundreds of $2M–$12M 401(k)/SERP rollover and tax-loss harvesting mandates.

Warm Intro to Lip-Bu Tan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

lip-bu.tan@intelcorporation.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY DUMPING · TIGER CUB & CROSSOVER ROTATION Oct 18, 2026 Bozeman, MT / San Mateo, CA

-$740M DUMPED

Sridhar Ramaswamy (CEO) & Mike Scarpelli (CFO) — Snowflake Inc.

7 TMT Funds Dumped -$740M (Cut -64%)

Dumping:

Tiger Global (-58% Cut) Lone Pine Capital (100% Exit) Altimeter Capital (-45% Cut) Whale Rock Capital (-62% Cut)

Value / Comp: -$740M Sold · $4M-$15M VP Stock Hedging

Summary: As Tiger Global, Lone Pine, and Whale Rock rotate out of SNOW, senior cloud architects and sales VPs holding concentrated RSU grants need exchange-fund diversification and protective option collars.

Warm Intro to Sridhar Ramaswamy: via Jonathan B. Sterling (Managing Director, Executive Financial Services (10b5-1 / Form 144 Desk), Morgan Stanley) Profile →

sridhar.ramaswamy@snowflakeinc.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

HEAVY DUMPING · BIOPHARMA POD LIQUIDATION Oct 17, 2026 Cambridge, MA

-$540M DUMPED

Stéphane Bancel (CEO) & Jamey Mock (CFO) — Moderna, Inc.

6 Healthcare Pods Dumped -$540M (-69%)

Dumping:

Viking Global (-74% Cut) Citadel Surveyor (-61% Cut) RA Capital (-52% Cut) Perceptive Advisors (-66% Cut)

Value / Comp: -$540M Sold · Cambridge VP Option Hedging

Summary: Multi-manager healthcare pods (Viking, Citadel Surveyor, Perceptive) cut -$540M in MRNA exposure; Cambridge biotech VPs with legacy low-basis shares need tax-aware diversification and charitable remainder trusts (CRUTs).

Warm Intro to Stéphane Bancel: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

stéphane.bancel@modernainc.com · (212) 555-0190 · LinkedIn · SEC EDGAR Form 13F-HR Institutional Holdings

INSIDER CLUSTER BUY · 4 C-SUITE INSIDERS BUYING Oct 26, 2026 Andover, MA

+$14.8M INSIDER BUY

Waleed Hassanein, MD (CEO) + CFO & 2 Board Directors — TransMedics Group, Inc. (NASDAQ: TMDX)

CEO, CFO & 2 Directors Bought +$14.8M Open-Market

Buying:

CEO Open-Market Buy CFO Form 4 Purchase 2 Independent Directors Buying Viking Global (+13F Stake)

Value / Comp: +$14.8M Form 4 Cluster Buy · $4.2B MedTech

Summary: Four C-suite insiders and board directors purchased +$14.8M in open-market stock on Form 4 alongside institutional accumulation—signaling high-conviction organ-transplant aviation growth and executive wealth creation in Andover, MA.

Warm Intro to Waleed Hassanein, MD: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

waleed.hassanein@transmedicsgroupin.com · (212) 555-0190 · LinkedIn · STOCK Act PTR Filing & SEC Form 4 Open-Market Purchase

CONGRESS PTR + BOARD BUYING · FEDERAL CYBER Oct 25, 2026 Santa Clara, CA / Washington, DC

+$9.2M CONGRESS/INSIDER

Nikesh Arora (Chairman & CEO) & Dipak Golechha (EVP & CFO) — Palo Alto Networks, Inc. (NASDAQ: PANW)

3 Congressional PTR Buys + Board Form 4 Accumulation

Buying:

3 House/Senate PTR Buy Filings ($1M-$5M) Lead Independent Director Form 4 Buy Citadel

Value / Comp: +$9.2M Disclosed PTR & Director Purchases

Summary: Multiple U.S. Congressional Periodic Transaction Reports (PTRs) disclosed large call-option and common-stock purchases in PANW ahead of federal zero-trust cybersecurity contract awards.

Warm Intro to Nikesh Arora: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

nikesh.arora@paloaltonetworksin.com · (212) 555-0190 · LinkedIn · STOCK Act PTR Filing & SEC Form 4 Open-Market Purchase

SPIN-OFF CLUSTER BUY · 5 INSIDERS ACCUMULATING Oct 24, 2026 Cambridge, MA / Schenectady, NY

+$18.5M CLUSTER BUY

Scott Strazik (CEO) + 4 Division Presidents & Directors — GE Vernova Inc. (NYSE: GEV)

5 Insiders Bought +$18.5M Post-Spin-Off Stock

Buying:

CEO & 4 Officers Form 4 Cluster Buy Duquesne Family Office Lone Pine Capital Fidelity

Value / Comp: $10M-$40M GE Legacy Executive NUA & Pension Rollovers

Summary: Five officers and directors bought shares on Form 4 following the GE Vernova power-grid spin-off, while dozens of senior Cambridge & NY division executives hold $10M–$40M in legacy GE pension and NUA stock blocks.

Warm Intro to Scott Strazik: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

scott.strazik@gevernovainc.com · (212) 555-0190 · LinkedIn · STOCK Act PTR Filing & SEC Form 4 Open-Market Purchase

ACTIVIST CAMPAIGN · $5.0B+ ELLIOTT STAKE · FORCED BREAKUP Oct 26, 2026 Charlotte, NC / Phoenix, AZ

$5.0B ACTIVIST 13D

Vimal Kapur (Chairman & CEO, Honeywell) & Marc Steinberg (Elliott Partner) — Honeywell International Inc. (NASDAQ: HON)

Elliott Built $5.0B+ Stake Pushing Aerospace Spin-Off

Buying:

Elliott Investment Management ($5.0B+ Stake) Goldman Sachs Advisory Centerview Partners

Value / Comp: Division President Spin-Off Equity + SERP Unlocks

Summary: Elliott Investment Management's $5.0B+ activist campaign to split Honeywell's Aerospace and Automation businesses triggers massive change-in-control equity re-grants, division-president retention packages, and executive retirement rollovers in NC and AZ.

Warm Intro to Vimal Kapur: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

vimal.kapur@honeywellinternati.com · (212) 555-0190 · LinkedIn · SEC EDGAR Schedule 13D Beneficial Ownership Filing

ACTIVIST 13D · $1.3B+ MANTLE RIDGE & D.E. SHAW Oct 25, 2026 Allentown, PA

$1.3B ACTIVIST 13D

Eduardo Menezes (CEO, Air Products) & Paul Hilal (Founder, Mantle Ridge) — Air Products and Chemicals, Inc. (NYSE: APD)

Mantle Ridge & D.E. Shaw $1.3B+ 13D CEO Succession Push

Buying:

Mantle Ridge LP ($1.3B+ Stake) D.E. Shaw & Co. Wachtell Lipton / Skadden Counsel

Value / Comp: $15M-$65M Retiring C-Suite Pension & NUA Unlocks

Summary: Mantle Ridge's $1.3B+ Schedule 13D campaign at Air Products in Allentown, PA forces C-suite succession and board restructuring—unlocking $15M–$65M in long-tenured industrial executive pension, SERP, and NUA stock distributions.

Warm Intro to Eduardo Menezes: via Daniel P. Rosen (Partner, Corporate & M&A, Wachtell, Lipton, Rosen & Katz) Profile →

eduardo.menezes@airproductsandchem.com · (212) 555-0190 · LinkedIn · SEC EDGAR Schedule 13D Beneficial Ownership Filing

ACTIVIST 13D · STARBOARD VALUE 7.7% STAKE Oct 24, 2026 Greensboro, NC

7.7% STARBOARD 13D

Bob Bruggeworth (President & CEO, Qorvo) & Jeff Smith (CEO, Starboard Value) — Qorvo, Inc. (NASDAQ: QRVO)

Starboard Disclosed 7.7% ($500M+) Schedule 13D Stake

Buying:

Starboard Value LP (7.7% 13D) Citadel Surveyor Morgan Stanley

Value / Comp: Division Sale & Executive Severance/Equity Acceleration

Summary: Starboard Value filed a 7.7% Schedule 13D stake in Greensboro, NC semiconductor maker Qorvo—putting non-core division divestitures and executive separation/retention packages in play.

Warm Intro to Bob Bruggeworth: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

bob.bruggeworth@qorvoinc.com · (212) 555-0190 · LinkedIn · SEC EDGAR Schedule 13D Beneficial Ownership Filing

ELITE BOUTIQUE IB · #1 STREET COMP PER BANKER Oct 26, 2026 New York, NY / Palo Alto / London

MDs: $6M–$22M+

Blair Effron & Robert Pruzan — Centerview Partners

$1.9B+ Advisory Revenue · ~$3.8M Revenue / Banker

Value / Comp: MDs: $6M–$22M+ · VPs/Principals: $1.1M–$2.2M · Associates: $550K–$850K

Summary: Unlike bulge-bracket banks that defer 60% into 4-year stock, Centerview pays massive all-cash year-end bonuses—creating immediate Q4/Q1 liquid cash deployment needs for every VP, Principal, and Partner.

Warm Intro to Blair Effron: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

blair.effron@centerviewpartners.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

AM LAW TOP 50 · HIGHEST PROFIT PER PARTNER (PPP) Oct 25, 2026 New York, NY / Chicago / Houston / SF

Equity Partners: $4.5M–$20

Jon A. Ballis (Chairman) — Kirkland & Ellis LLP / Wachtell, Lipton, Rosen & Katz

Kirkland: $7.9B+ Gross Rev (+14% YoY) · Wachtell: $9.0M+ Profit Per Partner

Value / Comp: Equity Partners: $4.5M–$20M+/yr K-1 · Senior Associates: $435K–$575K (incl. Special Bonuses)

Summary: Equity partners receive massive quarterly K-1 distributions with zero corporate 401(k) matching simplicity—they need capital-contribution credit lines, state pass-through entity tax (PTET) optimization, and municipal bond management.

Warm Intro to Jon A. Ballis: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

jon.ballis@kirkland.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

MULTI-MANAGER HEDGE FUNDS · TOP PM & QUANT PAYOUTS Oct 24, 2026 Miami, FL / New York, NY / Greenwich, CT

Senior PMs: $5M–$50M+ (18%

Pablo Salame (CIO, Citadel) & Izzy Englander (CEO, Millennium) — Citadel / Millennium / Point72 (Multi-Manager Pods)

14%–19% Net Flagship Returns · $8B+ Combined Performance Fee Pool

Value / Comp: Senior PMs: $5M–$50M+ (18%–25% PnL Cut) · Sub-PMs/Quants: $900K–$3.5M

Summary: Pod PMs at Citadel (Surveyor/Ashler), Point72 (Turion/Cubist), and Millennium face high tax rates on ordinary-income bonus payouts and need deferred-comp trust structuring and FL/CT residency planning.

Warm Intro to Pablo Salame: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

pablo.salame@citadel.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

PRIVATE CREDIT & PE · RECORD CARRY + FEE BONUS POOLS Oct 23, 2026 New York, NY / Los Angeles, CA

Partners/SMDs: $8M–$30M+ (

Jon Gray & Marc Rowan — Apollo Global / Blackstone / KKR / Ares (Private Credit & PE)

AUM Up +22% YoY Across Direct Lending & Infrastructure Funds

Value / Comp: Partners/SMDs: $8M–$30M+ (Carry + Cash) · Principals/MDs: $1.8M–$5.5M

Summary: Principals and new Managing Directors must fund mandatory GP co-investment commitments ($500K–$5M per fund vintage) and use Vertical Slice GRATs to transfer carried interest tax-free.

Warm Intro to Jon Gray: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

jon.gray@apollo.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

PUBLIC HYPER-GROWTH STOCKS · #1 REVENUE PER EMPLOYEE Oct 22, 2026 Santa Clara, CA / Palo Alto, CA / Austin, TX

Principal/Distinguished En

Jensen Huang (CEO, NVIDIA), Colette Kress (CFO) & Hock Tan (CEO, Broadcom) — NVIDIA Corp. (NVDA) & Broadcom Inc. (AVGO)

NVDA: +94% YoY Rev ($3.6M Rev/Employee) · AVGO: +44% AI Semi Rev

Value / Comp: Principal/Distinguished Engineers: $1.4M–$4.8M/yr (Base + Appreciated RSUs)

Summary: Mid-level hardware directors and chip validation leads (not C-suite, so ignored by big banks) hold $5M–$25M in single-stock NVDA/AVGO concentration and desperately need tax-free exchange funds and collar/prepaid-forward strategies.

Warm Intro to Jensen Huang: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jensen.huang@broadcom.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

NON-TECH PUBLIC GROWTH LEADERS · REAL-ECONOMY MILLIONAIRES Oct 21, 2026 Houston, TX / Norwalk, CT / Nationwide Regional Hubs

Regional Division Presiden

Brian E. Lane (CEO, Comfort Systems) & Anthony Guzzi (CEO, EMCOR) — Comfort Systems USA (FIX) & Emcor Group (EME)

FIX: +32% YoY Rev (+71% EPS Growth) · EME: Record $10.1B Backlog

Value / Comp: Regional Division Presidents & VPs: $1.2M–$4.5M (Cash Bonus + Performance Stock)

Summary: Division heads at Comfort Systems and Emcor are practical mechanical/electrical construction operators outside Wall Street who just earned record 7-figure cash bonuses + stock awards.

Warm Intro to Brian E. Lane: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

brian.lane@comfortsystemsusa.com · (212) 555-0190 · LinkedIn · SEC DEF 14A Proxy & DOL Form 5500 Headcount Growth

yc Oct 26, 2026 San Francisco, CA

$38M Series A at $240M Pos

Aarav Krishnan — TensorForge AI

$38M Series A at $240M Post-Money + $6M Founder Secondary

Value / Comp: $38M Series A at $240M Post-Money + $6M Founder Secondary

Summary: Founders took $6M immediate secondary liquidity in oversubscribed Series A + hold $145M in QSBS §1202 eligible C-Corp stock (stacking GRATs & non-grantor trusts in DE/NV before Series B valuation step-up).

Warm Intro to Aarav Krishnan: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

aarav.krishnan@tensorforge.ai · (212) 555-0190 · LinkedIn · SEC Form D + YC Launch HN + NVentures Portfolio Wire · 35m ago

yc Oct 25, 2026 Boston, MA

$52M Series B

Dr. Hannah V. Sterling — basalt.bio (Autonomous Wet-Lab Robotics)

$52M Series B + $12M Tender Offer

Value / Comp: $52M Series B + $12M Tender Offer

Summary: 2-founder YC S25 biomed breakout completing a $12M employee/founder tender offer while equity crosses $310M valuation—founders are PhD biologists (non-finance background) needing 83(b)/QSBS trust multiplication and liquid cash management.

Warm Intro to Dr. Hannah V. Sterling: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

hannah.sterling@basalt.bio · (212) 555-0190 · LinkedIn · SEC Form D Filing & Press Release · 2h ago

corp Oct 24, 2026 Arlington, VA

$65M Strategic Round

Col. Brett H. Vance — VanguardFab Photonics

$65M Strategic Round + $40M DoD Contract Award

Value / Comp: $65M Strategic Round + $40M DoD Contract Award

Summary: Military/optical hardware founders (outside traditional Wall Street) with $40M contract revenue and strategic buyout right-of-first-refusal from Lockheed Martin.

Warm Intro to Col. Brett H. Vance: via Jonathan B. Sterling (Managing Director, Executive Financial Services (10b5-1 / Form 144 Desk), Morgan Stanley) Profile →

brett.vance@vanguardfab.com · (212) 555-0190 · LinkedIn · SEC Form D + DoD Contract Award Notice · 3h ago

yc Oct 23, 2026 New York, NY

Acquired in $45M Fast-Trac

Devon K. Alverez — LedgerPulse Treasury OS

Acquired in $45M Fast-Track Strategic Buyout (11 Months Post-YC)

Value / Comp: Acquired in $45M Fast-Track Strategic Buyout (11 Months Post-YC)

Summary: 2-founder YC W26 team bought out after raising only $1.5M seed—founders retain 84% of cap table (~$18.9M per founder in cash + acquirer RSUs). Needs §1045 QSBS rollover within 60 days!

Warm Intro to Devon K. Alverez: via Sarah L. Jenkins (Equity Partner, Private Equity & M&A, Kirkland & Ellis LLP) Profile →

devon.alverez@ledgerpulse.io · (212) 555-0190 · LinkedIn · Stripe / Acquirer Press Wire & Delaware Merger Cert · 4h ago

VERIFIED SIGNAL Oct 26, 2026 Denver, CO / New York, NY / Palo Alto, CA

94/100 BULLISH

Alex Karp (CEO), Shyam Sankar (CTO) & David Glazer (CFO) — Palantir Technologies Inc.

94/100 Bullish Sentiment · +410% Buzz (+160% YTD)

Value / Comp: $8M-$45M+ Vested Exec & Engineer Stock

Warm Intro to Alex Karp: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

alex.karp@palantirtechnologi.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 25, 2026 Westerville, OH / Stamford, CT

91/100 BULLISH

Giordano Albertazzi (CEO), David Fallon (CFO) & Stephen Liang (CTO) — Vertiv Holdings Co

91/100 Bullish · +285% Buzz + $1.42B Fund Buying

Value / Comp: $2M-$18M Ohio/CT VP Unhedged RSUs

Warm Intro to Giordano Albertazzi: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

giordano.albertazzi@vertivholdingsco.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 24, 2026 San Francisco, CA / New York, NY

88/100 BULLISH

Steve Huffman (CEO), Andrew Vollero (CFO) & Christopher Slowe (CTO) — Reddit, Inc.

88/100 Bullish · Post-IPO Lockup + AI Data Surge

Value / Comp: $5M-$32M Newly Liquid Employee RSU Blocks

Warm Intro to Steve Huffman: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

steve.huffman@redditinc.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 23, 2026 San Jose, CA

18/100 BEARISH

Charles Liang (Founder & CEO) & David Weigand (SVP & CFO) — Super Micro Computer, Inc.

18/100 Bearish · +520% Buzz Spike + -$1.18B Dumped

Value / Comp: Urgent Zero-Cost Collar & Downside Protection

Warm Intro to Charles Liang: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

charles.liang@supermicrocomputer.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 22, 2026 Bozeman, MT / San Mateo, CA / New York, NY

26/100 BEARISH

Sridhar Ramaswamy (CEO) & Mike Scarpelli (EVP & CFO) — Snowflake Inc.

26/100 Bearish · AI Competition + -$740M Fund Exit

Value / Comp: $4M-$15M Concentrated RSU Hedging Need

Summary: Bearish social sentiment (26/100) and -$740M in 13F selling by Tiger Global, Lone Pine, and Whale Rock create an urgent window to reach Snowflake VPs holding unhedged RSU grants.

Warm Intro to Sridhar Ramaswamy: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

sridhar.ramaswamy@snowflakeinc.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 21, 2026 Santa Clara, CA / Austin, TX / New York, NY

96/100 BULLISH

Hock E. Tan (President & CEO) & Kirsten Spears (CFO) — NVIDIA Corporation

96/100 Bullish · +480% X/Reddit/LinkedIn Buzz

Value / Comp: $15M-$90M+ Vested Engineer & VP Stock

Warm Intro to Hock E. Tan: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

hock.tan@nvidiacorporation.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 20, 2026 Houston, TX / New Jersey / Tri-State

89/100 BULLISH

Brian E. Lane (President & CEO) & William George (EVP & CFO) — Comfort Systems USA, Inc.

89/100 Bullish · Non-Wall-St Industrial MEP Surge

Value / Comp: $6M-$28M Acquired Founder Rollover Stock

Warm Intro to Brian E. Lane: via Gregory T. Miller (VP Corporate Development & Tuck-In M&A, Comfort Systems USA) Profile →

brian.lane@comfortsystemsusai.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 19, 2026 Santa Clara, CA / Hillsboro, OR / Hudson, MA

22/100 BEARISH

C.C. Wei (Chairman & CEO) & Wendell Huang (SVP & CFO) — Intel Corporation

22/100 Bearish · Executive Buyout & 401(k)/SERP Rollovers

Value / Comp: $3M-$14M 401(k) & SERP Lump-Sum Rollovers

Warm Intro to C.C. Wei: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

partner@intelcorporation.com · (212) 555-0190 · LinkedIn · Public FinTwit / Reddit Velocity + SEC Form 4/13F Cross-Check

VERIFIED SIGNAL Oct 26, 2026 Irving, TX

+8.4% TODAY · 3.9x VOL

Jim Burke (President & CEO) & Kris Moldovan (EVP & CFO) — Vistra Corp. (NYSE: VST)

Surged +8.4% Today (+165% 1Y) on 3.9x Volume

Value / Comp: $5M-$22M Vested Utility VP Stock Windfalls

Warm Intro to Jim Burke: via Michael R. Vance (Managing Director, Industrials & M&A Advisory, Goldman Sachs) Profile →

jim.burke@vistracorp.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

VERIFIED SIGNAL Oct 25, 2026 San Jose, CA

+7.2% TODAY · 3.4x VOL

Bill Brennan (President & CEO) & Dan Fleming (CFO) — Credo Technology Group (NASDAQ: CRDO)

Jumped +7.2% Today (+132% 1Y) on 3.4x Volume

Value / Comp: $6M-$28M Silicon Valley IC Designer Shares

Summary: Breakout volume (3.4x normal) following hyperscale AI cluster cable adoption; early IC designers and engineering directors are actively filing Form 144 pre-sale notices.

Warm Intro to Bill Brennan: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

bill.brennan@credotechnologygro.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

VERIFIED SIGNAL Oct 24, 2026 Cambridge, MA

-6.8% TODAY · 3.1x VOL

Stéphane Bancel (CEO) & Jamey Mock (CFO) — Moderna, Inc. (NASDAQ: MRNA)

Dropped -6.8% Today (-41% 1Y) on 3.1x Volume

Value / Comp: Low-Basis Founder/VP Stock Collar & CRUT Need

Warm Intro to Stéphane Bancel: via David M. O'Connor (Head of Sector Portfolio Recruiting, Citadel (Surveyor Capital)) Profile →

stéphane.bancel@modernainc.com · (212) 555-0190 · LinkedIn · NYSE / NASDAQ Tape + SEC Form 4 Executive Holdings

Step 1: Upload LinkedIn `Connections.csv` or Load Verified Bridges

Your file is parsed locally and matched against every founder, company, acquirer, law firm, and prior employer in SURVYR.

Choose LinkedIn CSV File ⇩ Download Master Data Dump (.csv)

Delivery Schedule & Recipient Email

Outside Wall St. Private Exits ($15M–$300M+) 90-Day Early Warning 10b5-1 & Secondary Tenders Partner Promotions, Poaching & Retirements Smart Money 13F Buying/Dumping & Activist 13D

What is SURVYR.?

SURVYR. finds people coming into $10M–$300M+ in new cash and companies that need a new 401(k), Cash Balance, or BOLI/COLI plan—and shows who on your team can introduce you, plus their direct email, phone, LinkedIn, and official SEC / DOL / FDIC filing.

⇩ Download 1-Page Executive PDF

Partner Moves, Poaching & Retirements

$2M–$25M+ COMP & ROLLOVERS

Tracks newly promoted Law, PE, and Banking Partners, lateral rainmakers switching firms, and retiring executives unlocking pension, SERP, and 401(k) rollovers.

Private Business Buyouts & 90-Day Early Warning Sales

$15M–$300M+ CASH WINDFALLS

Spots family & middle-market business owners selling their company for cash, plus SEC Form 144 stock sales and 10b5-1 plans filed 90 days before shares are sold.

401(k), Cash Balance, BOLI/COLI & PE Exit Clocks

100% PUBLIC DOL 5500 & FDIC FILINGS

Flags companies with high-fee or orphaned 401(k) plans, medical/legal groups needing Cash Balance plans, banks with BOLI capacity, and PE funds hitting 5–7 year exit windows.

1st-Degree Warm Intros & Direct Contact Info

INSTANT OUTREACH

Shows which Pioneer Financial partner, attorney, or CPA knows the prospect first-hand, alongside direct email, phone, LinkedIn, and a full-width Multi-Column List View.

Smart Money 13F Buying vs. Dumping & Social Sentiment

13F + INSIDER CLUSTERS + BUZZ

Shows which stocks top hedge funds (Citadel, Goldman Sachs, Duquesne, Point72) and corporate insiders are buying vs. dumping, paired with live Social Sentiment velocity.

Custom Firm Watchlist, 7:00 AM Recap & 1-Click CSV Export

AUTOMATED DAILY WORKFLOW

Track any company, law firm, or executive on your custom Watchlist, receive a 7:00 AM ET morning email digest, or export any table to CSV in one click.

Exits & Filings: Private Buyouts, 10b5-1 Plans & Cash Windfalls

Robert 'Bob' Callahan — Tri-State Mechanical & Commercial HVAC Corp.

Dr. Jonathan Vance, MD — Apex Ortho & Spine Specialty Group (6-Partner Practice)

Marcus Vance — VektorFlow Systems LLC

Richard 'Rick' Kowalski — Midwest Precision Aero Machining Inc.

Vincent J. DeLuca — Metroline Electrical & Data Grid Services

Dr. Steven M. Loeb, MD — Tri-County Anesthesia & Pain Partners (9 Equity MDs)

Dr. Raymond K. Mercer — Kestrel Defense Photonics Inc.

Sebastian G. Sinclair — Meridian Outpatient Anesthesiology Holdings LLC

Debora Shoquist (EVP Operations) & Senior Silicon VPs — NVIDIA Corporation (NASDAQ: NVDA)

Burt Podbere (CFO) & Chief Product Officer — CrowdStrike Holdings, Inc. (NASDAQ: CRWD)

David A. Ricks (Chair & CEO) & Lucas Montarce (EVP & CFO) — Eli Lilly and Company (NYSE: LLY)

Gwynne Shotwell (President & COO) & Bret Johnsen (CFO) — SpaceX ($250B+ Private Tender Offer)

Patrick & John Collison (Co-Founders) & Steffan Tomlinson (CFO) — Stripe, Inc. ($70B+ Employee Liquidity Tender)

Ali Ghodsi (Co-Founder & CEO) & Dave Conte (CFO) — Databricks, Inc. ($55B+ Series J & Employee Secondary Tender)

Dr. Jensen M. Vance (EVP, Silicon Photonics) — Arista Networks (NYSE: ANET)

Lauren K. Sterling (Co-Founder & Director) — Palantir Technologies (NASDAQ: PLTR)

Marcus A. Chen (Managing Director & Partner) — Goldman Sachs Group (NYSE: GS)

Jitendra Mohan — Astera Cloud AI (NASDAQ: ALAB / Next-Gen Interconnect)

Robert Callahan — The Callahan Family Foundation Inc.

Brett McGill — MarineMax (NYSE: HZO)

401(k), Cash Balance, BOLI/COLI & PE Waterfalls / Clocks

Dr. Marc V. Halpern (Managing Partner) & Evelyn S. Krauss (Practice Admin / Form 5500 Signer) — Tri-State Specialty Ortho & Spine Group, P.C. (42 Physicians, 210 Staff)

Richard L. Vance (Founder & CEO) & Sandra M. Chen (CFO / Plan Administrator on Form 5500) — Apex Precision Aerospace & Defense Machining Corp. (340 Employees)

Dominick A. Ferretti (Managing Member) & Linda T. O'Connor (Controller / Plan Trustee) — Hudson Valley Electrical & Data Center Subcontractors LLC (195 Staff)

Howard M. Brenner (Senior Managing Partner) & Patricia Vance (Executive Director / 5500 Signer) — Brenner, Kaplan & Sterling Trial Attorneys LLP (28 Equity Partners, 140 Staff)

Victoria P. Macdonagh & Natalie F. O'sullivan — Integrated Specialty Medical & Surgical Associates LLP

Vivian C. Stoddard & Olivia P. Winslow — Atlantic Precision Engineering & Manufacturing Corp.

Priya H. Whitmore & Stephanie W. Blackwell — Northeast Specialty Medical & Surgical Associates LLP

Ananya S. Donovan & Valerie H. Halpern — Apex Precision Engineering & Manufacturing Corp.

Thomas R. Gallagher (President & CEO) & Matthew J. Kirstein (EVP & CFO — Call Report Signer) — Peapack-Somerset Community Bancorp (14-Branch Commercial Bank · $2.85B Assets)

Arthur J. Messina (CEO) & Gregory P. Walsh (CFO / Form 5500 Signatory) — Vanguard Logistics & Cold-Chain Distribution Group Inc. (480 Employees, 38 VPs/Directors)

Christopher M. Becker (CEO) & Jayne R. McGrath (EVP, Chief Risk & HR Officer) — First Long Island Commercial Bank Corp. ($4.1B Assets · 22 Branches)

Dr. Steven K. Rosen (Managing Partner) & David L. Abramowitz (CPA, Practice CFO) — Metro NY Anesthesia & Ambulatory Surgical Partners LLP (65 Partner Anesthesiologists)

Valerie F. Gallagher & Margaret T. Jennings — Continental Healthcare & Logistics Group Inc.

Rohan L. Iskandar & Sarah C. Langdon — Precision Commercial Bancorp & Trust

Nikhil W. O'connor & Sophia L. Rosenberg — Tri-State Healthcare & Logistics Group Inc.

Jian E. Rosen & Siddharth S. Thornton — Metro Commercial Bancorp & Trust

Michael T. Donoghue (CEO — 12% Rollover Equity) & Kevin J. Rourke (CFO — 4.5% Management Pool) — Atlantic Environmental & Industrial Infrastructure Services (Acquired by Audax Private Equity Oct 2020)

Tom Burger (Co-Founder & Managing Partner) & Kevin Stein (Managing Partner) — Gridiron Middle-Market Buyout Fund IV LP ($1.85B Fund Crossing 8% Preferred Return Hurdle)

Vincent & Paul DeLuca (Co-Founders — 18-Month Indemnity Holdback & Earnout Release) — Keystone Cold-Storage & Pharmaceutical Logistics (Sold to Lineage / Bay Grove 18 Months Ago)

Elena M. Rostova (CEO) & David K. Lindqvist (CTO & Co-Founder) — Beacon Healthcare Revenue-Cycle Software Inc. (Backed by Warburg Pincus — Year 6.2 Hold)

Wei S. Kulkarni & Arjun H. Mcallister — Summit Industrial & Infrastructure Services Inc.

Sarah P. Goldberg & Katherine F. Kaplan — Vanguard Industrial & Infrastructure Services Inc.

Siddharth H. O'sullivan & Rebecca W. Rosenblatt — Pinnacle Industrial & Infrastructure Services Inc.

Elizabeth M. Carter & Sebastian D. Donovan — Bergen Industrial & Infrastructure Services Inc.

Siddharth Ramanathan (Co-Founder & CEO) & Noah J. Weinberg (Co-Founder & CTO) — Vektor Cyber & Cloud Telemetry Inc. (SEC Form D Initial C-Corp Issuance: Nov 2021 -> 5-Yr QSBS Hit)

Leonard & Mitchell Rosenberg (Managing Principals — 36 Days Remaining on IRS 45-Day 1031 Clock) — Rosenberg Meadowlands Industrial Portfolio LLC ($68.5M Warehouse Sale Recorded on County Deed)

Jonathan R. Kellen (Retired Private Credit Partner) & Claire V. Kellen (Foundation President) — The Kellen-Vance Family Foundation Inc. (Newly Approved IRS Form 1023 / 990-PF · $45M Initial Funding)

Victor E. Vance & Julian S. Bannon — Pinnacle Industrial Properties & Logistics Portfolio LLC

Marco B. Marchetti & Meera N. Patel — Atlantic Industrial Properties & Logistics Portfolio LLC

Rebecca T. Reynolds & Isabella J. Subramanian — Summit Industrial Properties & Logistics Portfolio LLC

Samantha F. Becker & Jacqueline T. Chamberlain — Metro Industrial Properties & Logistics Portfolio LLC

Whitney L. Cavanaugh & Penelope C. Duffy — Keystone Industrial Properties & Logistics Portfolio LLC

Executive & Partner Moves, Poaching & Retirements

Sahar Kamali — Kirkland & Ellis LLP

James Dibbo — Pinterest, Inc. (NYSE: PINS)

Alexia Brancato, Jason Ewart & 34 Promoted Partners — Latham & Watkins LLP

David Krap — Lazard, Inc. (NYSE: LAZ)

Max Oppenheimer & Jamie MacDonagh — Paul, Weiss, Rifkind, Wharton & Garrison LLP

Jon A. Ballis (Chair), Eric L. Schiele & 52 NYC Share Partners — Kirkland & Ellis LLP

Paul A. Perrault — Beacon Financial Corp / Berkshire Hills (NYSE: BHLB)

Daniel Burton-Morgan — Lazard, Inc. (NYSE: LAZ)

Christopher Machera, Eric Perelman & Damian Ridealgh — Paul, Weiss / Weil, Gotshal / Simpson Thacher

Markets & News: Deal Wire, Social Sentiment & Catalysts

Alex Karp (CEO), Shyam Sankar (CTO) & David Glazer (CFO) — Palantir Technologies Inc.

Giordano Albertazzi (CEO), David Fallon (CFO) & Stephen Liang (CTO) — Vertiv Holdings Co

Steve Huffman (CEO), Andrew Vollero (CFO) & Christopher Slowe (CTO) — Reddit, Inc.

Charles Liang (Founder & CEO) & David Weigand (SVP & CFO) — Super Micro Computer, Inc.

Sridhar Ramaswamy (CEO) & Mike Scarpelli (EVP & CFO) — Snowflake Inc.

Hock E. Tan (President & CEO) & Kirsten Spears (CFO) — NVIDIA Corporation

Brian E. Lane (President & CEO) & William George (EVP & CFO) — Comfort Systems USA, Inc.

C.C. Wei (Chairman & CEO) & Wendell Huang (SVP & CFO) — Intel Corporation

Robert Callahan (Co-Founder & 55% Owner) — Tri-State Mechanical Contractors

Dr. Jonathan Vance, MD & 5 Equity Partners — Apex Ortho & Spine Specialty Group

Marcus Vance, Elena Rostova & David K. Chen — VektorFlow Systems LLC

Richard M. Sterling (Retiring EVP & CFO) — Eaton Corporation (NYSE: ETN)

Jonathan R. Halpern (Equity Share Partner) — Kirkland & Ellis LLP

Jim Burke (President & CEO) & Kris Moldovan (EVP & CFO) — Vistra Corp. (NYSE: VST)

Bill Brennan (President & CEO) & Dan Fleming (CFO) — Credo Technology Group (NASDAQ: CRDO)